Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frederick FoxFirst Allied Securities, Inc.New England Securities$1011-03-2014
James Arthur BakerFirst Allied Securities, Inc.New England Securities11-03-2014
Justin Keith KiddyHD Vest Investment ServicesNew England Securities08-14-2014
John Elias NameyHD Vest Investment ServicesNew England Securities$1005-02-2014
Jacob Herman KraussHD Vest Investment ServicesNew England Securities$2511-04-2013
Charles L. FryOneAmerica Securities, Inc.New England Securities10-21-2013
Larry Franklin WynnSecurian Financial Services, Inc.New England Securities02-14-2013
Patrick E. ConnersPruco Securities, LLC.New England Securities07-16-2012
Jarrid DietertPruco Securities, LLC.New England Securities07-09-2012
Thomas Jefferson Sibley Jr.Park Avenue Securities LLCNew England Securities12-21-2011
Judith Ann GriffinCambridge Investment Research, Inc.New England Securities12-10-2010
Carla Adele BurnsCambridge Investment Research, Inc.New England Securities$5001-19-2010
Rudolph Christian AmmerCambridge Investment Research, Inc.New England Securities01-04-2010
Benjamin Mac BurgesonH. Beck, Inc.New England Securities11-03-2009
Sean Micheal SmithH. Beck, Inc.New England Securities07-31-2009
Chana Kay BeeneWoodbury Financial Services, Inc.New England Securities$15005-29-2009
David Scott BarnesVALIC Financial Advisors, Inc.New England Securities03-05-2009

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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