Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frederick FoxFirst Allied Securities, Inc.New England Securities$1011-03-2014
James Arthur BakerFirst Allied Securities, Inc.New England Securities11-03-2014
Scott Brian KissingerAllstate Financial Services, LLCNew England Securities10-23-2014
Kenneth Allen BaumbachInvestment Professionals, Inc.New England Securities10-06-2014
Justin Keith KiddyAvantax Investment Services, Inc.New England Securities08-14-2014
Alex R. JansenRaymond James & Associates, Inc.New England Securities05-29-2014
John Elias NameyAvantax Investment Services, Inc.New England Securities$1005-02-2014
Jacob Herman KraussAvantax Investment Services, Inc.New England Securities$2511-04-2013
Charles L. FryOneAmerica Securities, Inc.New England Securities10-21-2013
Nancy Da-Thu DinhVALIC Financial Advisors, Inc.New England Securities08-29-2013
Roman Cordell McDonaldKestra Investment Services, LLCNew England Securities$15008-15-2013
Jason A SnipeKestra Investment Services, LLCNew England Securities08-15-2013
Nikitas N. KoumoundourosCambridge Investment Research, Inc.New England Securities07-25-2013
Larry Franklin WynnSecurian Financial Services, Inc.New England Securities02-14-2013
Keary Lee FosterAvantax Investment Services, Inc.New England Securities$1001-31-2013
Margaret Saigh FisherMorgan StanleyNew England Securities12-06-2012
Allison Staley SchabergAmeritas Investment Company, LLCNew England Securities11-23-2012
David Courtney GardnerOneAmerica Securities, Inc.New England Securities11-07-2012
Sean Richard Osamu Souza Jr.Pruco Securities, LLC.New England Securities07-25-2012
Ben Barry VossEdward JonesNew England Securities07-23-2012
Patrick E. ConnersPruco Securities, LLC.New England Securities07-16-2012
Jarrid DietertPruco Securities, LLC.New England Securities07-09-2012
Angellar LacourPruco Securities, LLC.New England Securities07-03-2012
Spencer B. VowellPruco Securities, LLC.New England Securities07-03-2012
David Christopher LutzNext Financial Group, Inc.New England Securities03-30-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.