Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lafayette RandleFortune Financial Services, Inc.Next Financial Group, Inc.$2509-04-2019
Barbara Ann SeitzSecurities America, Inc.Next Financial Group, Inc.08-30-2019
Harold MandellM. E. Allison & Co., Inc.Next Financial Group, Inc.07-30-2019
Kyle Tate LaughlinCetera Advisors LLCNext Financial Group, Inc.$2507-05-2019
Ben T Thomas Treadaway Jr.Cetera Advisors LLCNext Financial Group, Inc.$2504-22-2019
Elgin LastrapeCetera Advisors LLCNext Financial Group, Inc.$2504-22-2019
Matthew Thomas MarcomCetera Advisors LLCNext Financial Group, Inc.04-22-2019
Stephen Edward AlexanderSagePoint Financial, Inc.Next Financial Group, Inc.$2508-30-2018
Cory P. McCauleySagePoint Financial, Inc.Next Financial Group, Inc.$2508-30-2018
Thomas Alan BairdSagePoint Financial, Inc.Next Financial Group, Inc.08-30-2018
Clint Brandon ClementsLPL Financial LLCNext Financial Group, Inc.11-10-2017
Cesar DelacerdaEnvisionVestNext Financial Group, Inc.10-13-2017
Carl David LewisLPL Financial LLCNext Financial Group, Inc.$2507-14-2017
Keith Andrew BorgfeldtKestra Investment Services, LLCNext Financial Group, Inc.$6105-12-2017
Barry Alan TrippSupreme Alliance LLCNext Financial Group, Inc.03-09-2017
Kenneth Wayne OlsonPeak Brokerage Services, LLCNext Financial Group, Inc.08-26-2016
David Alan WillhiteLPL Financial LLCNext Financial Group, Inc.$1008-15-2016
Frederick Charles FogartyFogarty Wealth Management, Inc.Next Financial Group, Inc.07-28-2016
Jason Anthony ZamoraLPL Financial LLCNext Financial Group, Inc.08-31-2015
Eric Alan SandsHD Vest Investment ServicesNext Financial Group, Inc.$1008-29-2014
Walter Royal McDaniel Jr.HD Vest Investment ServicesNext Financial Group, Inc.$1008-15-2014
Edmund Ellis Lesage Jr.Logical Investments, LLCNext Financial Group, Inc.09-03-2013
Rebecca Bradley PaterikUnited Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.08-26-2010
Mark Alan KempMcNally Financial Services CorporationNext Financial Group, Inc.$2503-31-2010

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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