Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Georgia Martin AdamsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Terrance James HutchinsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Trent Terrell RiddleAvantax Investment Services, Inc.Northwestern Mutual Investment Services, LLC03-16-2010
Samuel Edwin LawCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$2508-01-2012
Justin Robert EhleCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Aaron Chin-Yuan ChaoCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-15-2018
Matthew Joel LloydCharles Schwab & Co., Inc.Northwestern Mutual Investment Services, LLC03-07-2018
Steven James LandrumComerica SecuritiesNorthwestern Mutual Investment Services, LLC08-05-2014
Christopher John GuptillFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC01-30-2020
Alex Lorin GelbFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC02-11-2016
Redrick Berton Fogle IIIFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-12-2015
Phong Quoc VuFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-23-2015
Edmund Alexander RostranFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-03-2015
Luis Arnoldo CarrilloFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-18-2013
Miguel Angel TurciosFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-26-2012
Lenz Rodmy GutierrezFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC09-24-2012
Andrew Armando Di FerdinandoFisher InvestmentsNorthwestern Mutual Investment Services, LLC12-20-2017
Todd Brandon FeldmanHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC12-12-2014
Joseph Edward Johnston IIIIntegrated Wealth Concepts LLCNorthwestern Mutual Investment Services, LLC07-02-2020
Kevin Lorenz KyleIntegrated Wealth Concepts LLCNorthwestern Mutual Investment Services, LLC07-02-2020
Zachary Richard HernandezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2019
Jake Dillon FortenberryJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC08-08-2019
Kaili Aaron PurvianceKingstone Capital Partners Texas, LLCNorthwestern Mutual Investment Services, LLC12-05-2019
Scott William PainterLindus Advisors, Inc.Northwestern Mutual Investment Services, LLC10-31-2012
Gabriel Tye PelphreyLion Street Financial, LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Next Page »

Showing 1 to 25 of 63 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.