Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrienne Elizabeth UpchurchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-11-2013
Andrew Armando DiferdinandoFisher InvestmentsNorthwestern Mutual Investment Services, LLC12-20-2017
Brandon Austin ClelandTD Ameritrade Investment Management, LLCNorthwestern Mutual Investment Services, LLC09-24-2014
Christopher Keith MaloneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC12-13-2016
Collin Isaiah GrayVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC01-22-2019
David Russell FaulknerSpectrum Advisors, Inc.Northwestern Mutual Investment Services, LLC03-02-2016
Erik D. HoltSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC07-21-2017
Gabriel Tye PelphreyLion Street Financial, LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Hunter Alan WoodyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-30-2017
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
James Paul CurryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-18-2017
Kathryn Anne FrankNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-03-2018
Loc Xuan LeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-10-2015
Manuel LunaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-19-2009
Matthew Erik ChalmersRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2013
Matthew Joseph Vischetti Sr.Hilltop Securities Independent Network Inc.Northwestern Mutual Investment Services, LLC06-02-2009
Nikolas Antonio PadillaMorgan StanleyNorthwestern Mutual Investment Services, LLC04-19-2017
Randall Scott HarrisState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC03-21-2012
Ryan Lee SoulierMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Ryan T. NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Samuel Edwin LawCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC08-01-2012
Scott William PainterLindus Advisors, Inc.Northwestern Mutual Investment Services, LLC10-31-2012
Sean M. SweeneyUnited Planners' Financial Services of America A Limited PartnerNorthwestern Mutual Investment Services, LLC09-20-2016
Steven James LandrumComerica SecuritiesNorthwestern Mutual Investment Services, LLC08-05-2014
Terrance James HutchinsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Next Page »

Showing 1 to 25 of 30 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.