Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Trent Terrell RiddleHD Vest Investment ServicesNorthwestern Mutual Investment Services, LLC03-16-2010
Todd Brandon FeldmanHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC12-12-2014
Toby J McSwain Jr.Waddell & ReedNorthwestern Mutual Investment Services, LLC02-02-2009
Timothy Darren StarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-31-2012
Thong Minh PhanPruco Securities, LLC.Northwestern Mutual Investment Services, LLC07-22-2013
Terrance James HutchinsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Steven James LandrumComerica SecuritiesNorthwestern Mutual Investment Services, LLC08-05-2014
Sean M. SweeneyUnited Planners' Financial Services of America A Limited PartnerNorthwestern Mutual Investment Services, LLC09-20-2016
Scott William PainterLindus Advisors, Inc.Northwestern Mutual Investment Services, LLC10-31-2012
Samuel Edwin LawCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC08-01-2012
Ryan T. NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Ryan Lee SoulierMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Randall Scott HarrisState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC03-21-2012
Nikolas Antonio PadillaMorgan StanleyNorthwestern Mutual Investment Services, LLC04-19-2017
Matthew Joseph Vischetti Sr.Hilltop Securities Independent Network Inc.Northwestern Mutual Investment Services, LLC06-02-2009
Matthew Erik ChalmersRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2013
Manuel LunaPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC05-19-2009
Loc Xuan LeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-10-2015
Kathryn Anne FrankNext Financial Group, Inc.Northwestern Mutual Investment Services, LLC07-03-2018
James Paul CurryMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-18-2017
Hunter Wayne HargravesWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC07-26-2018
Hunter Alan WoodyWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC11-30-2017
Gabriel Tye PelphreyLion Street Financial, LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Erik D. HoltSagePoint Financial, Inc.Northwestern Mutual Investment Services, LLC07-21-2017
David Russell FaulknerSpectrum Advisors, Inc.Northwestern Mutual Investment Services, LLC03-02-2016
Next Page »

Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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