Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Richard HernandezJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-01-2019
Zachary Louis MattosLPL Financial LLCNorthwestern Mutual Investment Services, LLC05-31-2017
Wayne R WorthingtonSmith Anglin Financial, LLCNorthwestern Mutual Investment Services, LLC05-20-2019
Trent Terrell RiddleAvantax Investment Services, Inc.Northwestern Mutual Investment Services, LLC03-16-2010
Todd Brandon FeldmanHornor, Townsend & Kent, LLCNorthwestern Mutual Investment Services, LLC12-12-2014
Toby J McSwain JrWaddell & ReedNorthwestern Mutual Investment Services, LLC02-02-2009
Timothy Darren StarkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$2510-31-2012
Thong Minh PhanPruco Securities, LLC.Northwestern Mutual Investment Services, LLC07-22-2013
Terrence Henry LeeRaymond James & Associates, Inc.Northwestern Mutual Investment Services, LLC09-04-2018
Terrance James HutchinsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC10-15-2015
Steven Richard Ambriz JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-26-2012
Steven James LandrumComerica SecuritiesNorthwestern Mutual Investment Services, LLC08-05-2014
Stephen Brooks NelsonMills Wealth Advisors, LLCNorthwestern Mutual Investment Services, LLC04-13-2018
Sean M SweeneyUnited Planners' Financial Services of America A Limited PartnerNorthwestern Mutual Investment Services, LLC09-20-2016
Scott William PainterLindus Advisors, Inc.Northwestern Mutual Investment Services, LLC10-31-2012
Savannah Shaye PhillipsRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-07-2020
Samuel Edwin LawCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC$2508-01-2012
Ryan T NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Ryan Lee SoulierMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-29-2016
Ryan Andrew BrownNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC07-17-2020
Redrick Berton Fogle IIIFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC06-12-2015
Randall Scott HarrisState Farm VP Management Corp.Northwestern Mutual Investment Services, LLC03-21-2012
Phong Quoc VuFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC03-23-2015
Paul ParkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-15-2020
Miguel Angel TurciosFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC11-26-2012
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.