Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan A. LansfordAllstate Financial Services, LLCOppenheimer & Co. Inc.10-19-2017
Juan Pablo RiosAmeriprise Financial Services, LLCOppenheimer & Co. Inc.11-09-2018
Randal Barry HinesAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$10001-27-2016
John Martin FryCambridge Investment Research, Inc.Oppenheimer & Co. Inc.$1011-07-2016
Robin Ashley LottClare Market Investments, LLCOppenheimer & Co. Inc.09-11-2018
Alan Lee HaworthClare Market Investments, LLCOppenheimer & Co. Inc.09-10-2018
Jeffrey Mark RicksCommonwealth Financial NetworkOppenheimer & Co. Inc.07-16-2009
Michael Dennis DegolierCommonwealth Financial NetworkOppenheimer & Co. Inc.07-16-2009
John Christian CoyleHilltop Securities Inc.Oppenheimer & Co. Inc.$5008-11-2017
Peter Manleung YoungHilltop Securities Inc.Oppenheimer & Co. Inc.04-25-2012
Anthony Frank Vaccaro Jr.Hilltop Securities Inc.Oppenheimer & Co. Inc.05-01-2011
Bernard Regis TheisHilltop Securities Independent Network Inc.Oppenheimer & Co. Inc.11-15-2019
Daniel Ross SchmiederIcon Wealth Partners, LLCOppenheimer & Co. Inc.$23102-12-2019
Eric Scott PomerantzInvestment Professionals, Inc.Oppenheimer & Co. Inc.12-09-2016
William SelvaggiLantern Investments, Inc.Oppenheimer & Co. Inc.11-04-2009
Angela Michelle Graham WestLPL Financial LLCOppenheimer & Co. Inc.$103-24-2020
Herbert Henry SchefflerLPL Financial LLCOppenheimer & Co. Inc.12-12-2014
Alma Ann NevarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.06-25-2018
Michael Trent MillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.06-01-2016
Seth Edward HareMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.06-01-2016
Ian Noel FeuerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.09-11-2015
Brett Raphael LevyMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$2501-15-2010
Michael Mordechi CharneMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.01-15-2010
David Scott DavitteMorgan Keegan & Company, Inc.Oppenheimer & Co. Inc.$5009-22-2010
Sean Arundel LewisMorgan StanleyOppenheimer & Co. Inc.$5009-16-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.