Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Robert RogersAllstate Financial Services, LLCPFS Investments Inc.09-03-2019
Jason Thomas VarugheseAllstate Financial Services, LLCPFS Investments Inc.04-27-2017
Robert Russell MoranAllstate Financial Services, LLCPFS Investments Inc.07-29-2009
Karen Elizabeth ChaseAvantax Investment Services, Inc.PFS Investments Inc.05-31-2019
Jesus Salvador RomeroAvantax Investment Services, Inc.PFS Investments Inc.12-23-2015
Carmen BudnarBBVA Securities Inc.PFS Investments Inc.10-20-2015
Glenn Ralph GrimesCentaurus Financial, Inc.PFS Investments Inc.03-15-2019
Robert Alexander FeeneyCentric Advisors, LLCPFS Investments Inc.02-12-2020
Rachel Kathleen WilliamsCharles Schwab & Co., Inc.PFS Investments Inc.01-07-2020
Carlos Manuel ChapaCresta AdvisorsPFS Investments Inc.03-07-2020
Arthur V PerezCUNA Brokerage Services, Inc.PFS Investments Inc.02-24-2020
Benjamin Wayne DeistEdward JonesPFS Investments Inc.04-07-2017
Jacqueline A BraddockEdward JonesPFS Investments Inc.04-06-2016
Jesus Marquez JrEZ Financial Group Inc.PFS Investments Inc.05-04-2015
Kenya BateyFarmers Financial Solutions, LLCPFS Investments Inc.10-03-2017
Carolyn Cleino EzellFirst Advisors National, LLCPFS Investments Inc.03-30-2017
Nidhi TalatiFirst Command Brokerage Services, Inc.PFS Investments Inc.04-26-2017
Shavona Latrisse FloydFirst Command Brokerage Services, Inc.PFS Investments Inc.04-21-2016
Richard JaramilloInfinex Investments, Inc.PFS Investments Inc.$5008-01-2019
Glenn A Walker IIIJ.P. Morgan Securities LLCPFS Investments Inc.03-25-2016
Mitchell David Stevens IIILPL Financial LLCPFS Investments Inc.$5005-17-2019
Joe David MossLPL Financial LLCPFS Investments Inc.$2508-30-2018
Dewayne Christian GerberLPL Financial LLCPFS Investments Inc.08-30-2018
Tracie Lynn GuyerLPL Financial LLCPFS Investments Inc.08-16-2018
Jennifer Kay GistLPL Financial LLCPFS Investments Inc.06-04-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.