Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abid A. KhanPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
Spencer B. VowellPruco Securities, LLC.Pruco Securities, LLC.04-02-2020
James Paul HudsonAXA Advisors, LLCPruco Securities, LLC.04-02-2020
Susan Shermen NeunPark Avenue Securities LLCPruco Securities, LLC.03-06-2020
Joshua Dewitt RicePark Avenue Securities LLCPruco Securities, LLC.02-27-2020
Jessy Carrillo Arzola Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-09-2020
Laura Deanna PeirsonCommonwealth Financial NetworkPruco Securities, LLC.12-02-2019
Todd James IverstineFidelity Brokerage Services LLCPruco Securities, LLC.03-07-2019
Karli Noelle AllenNYLIFE Securities LLCPruco Securities, LLC.11-21-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Edgar Lea Carter Jr.Lion Street Financial, LLCPruco Securities, LLC.08-14-2018
Robert David HillAllstate Financial Services, LLCPruco Securities, LLC.$2508-13-2018
Daniel Martin HendricksBB&T Securities, LLCPruco Securities, LLC.08-01-2018
Charlie Alexander Wright IIIEdward JonesPruco Securities, LLC.06-29-2018
Sean Francis BelilesAllstate Financial Services, LLCPruco Securities, LLC.06-21-2018
Venkatesh KurvariCUSO Financial Services, L.P.Pruco Securities, LLC.$105-25-2018
Federico FallickNYLIFE Securities LLCPruco Securities, LLC.05-07-2018
Timothy J. MauricePark Avenue Securities LLCPruco Securities, LLC.04-09-2018
Brett C. LarsonAmeritas Investment Company, LLCPruco Securities, LLC.03-07-2018
Latoya Nichelle OdemsBBVA Securities Inc.Pruco Securities, LLC.03-02-2018
Mark BusbyAvantax Investment Services, Inc.Pruco Securities, LLC.02-15-2018
Frank Stephen Hever IIISecurian Financial Services, Inc.Pruco Securities, LLC.$2502-15-2018
Wesley Jay KeetonAmeritas Investment Company, LLCPruco Securities, LLC.01-02-2018
Dennis Scott HughesAvantax Investment Services, Inc.Pruco Securities, LLC.12-21-2017
Bertram Raymond FosterPurshe Kaplan Sterling InvestmentsPruco Securities, LLC.$5006-16-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.