Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Craig CouchWoodbury Financial Services, Inc.Questar Capital Corporation$10003-01-2019
Karen Lea PongWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Richard Orlando AhumadaWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Marion Timothy PhilpotWoodbury Financial Services, Inc.Questar Capital Corporation$2003-01-2019
David Allan SchoeningWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Karin Regina StewartWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Michael A. SmithWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Christopher Albert SzalayWiseOwl Capital, LLCQuestar Capital Corporation04-01-2013
Daniel Joseph MahleWaddell & ReedQuestar Capital Corporation12-06-2012
Terry Glenn MebaneVoya Financial Advisors, Inc.Questar Capital Corporation$5007-08-2015
Dale Ray HawthorneSecurities America, Inc.Questar Capital Corporation07-22-2016
Cynthia Gayle BarnettSecurities America, Inc.Questar Capital Corporation07-20-2016
William Turner ScottScott and Associates of Texas, Inc.Questar Capital Corporation04-24-2013
Bryan W. CamperSagePoint Financial, Inc.Questar Capital Corporation$4611-10-2016
Richard Wayne RogersSagePoint Financial, Inc.Questar Capital Corporation11-10-2016
Susan Kay JuricaSagePoint Financial, Inc.Questar Capital Corporation05-23-2016
Helen Lehmann ThorntonSagePoint Financial, Inc.Questar Capital Corporation$3905-16-2016
William Henry MoraSagePoint Financial, Inc.Questar Capital Corporation05-13-2016
Graham M. StricklandS&S Wealth ManagementQuestar Capital Corporation09-22-2011
Stephen Martin HubertRaymond James Financial Services, Inc.Questar Capital Corporation07-07-2014
Kevin Michael KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
James Daniel McAleeseNext Financial Group, Inc.Questar Capital Corporation06-06-2014
Mark Victor Carlozzi Sr.Next Financial Group, Inc.Questar Capital Corporation$5003-04-2009
Garold Lane ThibodeauxLPL Financial LLCQuestar Capital Corporation$5006-20-2018
Stephen Paul GiordanoHD Vest Investment ServicesQuestar Capital Corporation$5006-22-2016
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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