Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Dee QueenBrokers International Financial Services, LLC.Questar Capital Corporation02-04-2019
Bryan W. CamperSagePoint Financial, Inc.Questar Capital Corporation$46011-10-2016
Cassandra Kay CarmonSWBC Investment Services, LLCQuestar Capital Corporation05-03-2016
Christopher Albert SzalayWiseOwl Capital, LLCQuestar Capital Corporation04-01-2013
Christopher Mark RorieEquity Services, Inc.Questar Capital Corporation01-03-2019
Christopher Scott BourgeoisRaymond James Financial Services, Inc.Questar Capital Corporation$10007-07-2014
Cynthia Gayle BarnettSecurities America, Inc.Questar Capital Corporation$10007-20-2016
Dale Ray HawthorneSecurities America, Inc.Questar Capital Corporation$50007-22-2016
Daniel Joseph MahleWaddell & ReedQuestar Capital Corporation$10012-06-2012
Daniel Salavatore ReganataAvantax Investment Services, Inc.Questar Capital Corporation07-28-2015
Danny Windell WhisenantLincoln Financial Securities CorporationQuestar Capital Corporation05-29-2015
David Leland CarrCapital Asset Advisory Services, LLCQuestar Capital Corporation02-24-2018
Deborah Waynell AndrewsCetera Advisors LLCQuestar Capital Corporation01-10-2019
Douglas Ronald MoeTeamwork Financial Advisors, LLCQuestar Capital Corporation10-01-2012
Eugenia HarrisonCambridge Investment Research, Inc.Questar Capital Corporation$10001-02-2014
Franklin Andre BridgeAvantax Investment Services, Inc.Questar Capital Corporation$10006-03-2011
Garold Lane ThibodeauxLPL Financial LLCQuestar Capital Corporation$50006-20-2018
Graham M. StricklandS&S Wealth ManagementQuestar Capital Corporation09-22-2011
Helen Lehmann ThorntonSagePoint Financial, Inc.Questar Capital Corporation$25005-16-2016
James Daniel McAleeseNext Financial Group, Inc.Questar Capital Corporation$50006-06-2014
Jennifer Leigh HuffmanAllstate Financial Services, LLCQuestar Capital Corporation01-27-2016
Jim Bryan PulleyFortune Financial Services, Inc.Questar Capital Corporation$25010-31-2018
JOHN EARL HARMANKestra Investment Services, LLCQuestar Capital Corporation08-21-2018
Kevin Michael KriegNext Financial Group, Inc.Questar Capital Corporation11-29-2018
Ladonna Kaye ScottSagePoint Financial, Inc.Questar Capital Corporation07-05-2016
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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