Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wren Kimberly RipollUSCA Securities LLCRBC Capital Markets, LLC05-14-2019
Philip Charles EldemireRaymond James & Associates, Inc.RBC Capital Markets, LLC$20009-10-2018
Charles Andrew SanfordAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5008-24-2018
Randolph Robin PriceRaymond James Financial Services, Inc.RBC Capital Markets, LLC$15003-22-2018
Gayle Ann TerryUSCA Securities LLCRBC Capital Markets, LLC$2511-10-2017
Teresa Michele CastilloLPL Financial LLCRBC Capital Markets, LLC03-17-2017
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC$108-25-2016
Duane L DollarAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2506-07-2016
Stephen Daniel RobinsonBB&T Securities, LLCRBC Capital Markets, LLC$10005-06-2016
Steven KennyBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
Christel Lee WalkerNavigo Wealth Management, LLCRBC Capital Markets, LLC04-28-2016
Richard Michael BintliffAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2512-04-2015
Thomas William UhlAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$5012-04-2015
Sarah Lynn PaisLPL Financial LLCRBC Capital Markets, LLC09-04-2015
Daniel K BlecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5008-14-2015
David Ray OakesWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-29-2015
Erica Rhea PisciottaWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5005-29-2015
Robert Daniel ShafferKestra Investment Services, LLCRBC Capital Markets, LLC$5005-04-2015
Charles Michael SmithOppenheimer & Co. Inc.RBC Capital Markets, LLC01-02-2015
Peter KnoerMorgan StanleyRBC Capital Markets, LLC11-13-2014
Mark David GobertRaymond James & Associates, Inc.RBC Capital Markets, LLC10-13-2014
Timothy Alan GamsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-10-2014
Charles Leon EvansWells Fargo Clearing Services, LLCRBC Capital Markets, LLC05-16-2014
Raymond Jay SinkiewiczMorgan StanleyRBC Capital Markets, LLC$103-07-2014
Lisa Armstrong SchonefeldFirst Dallas Securities IncorporatedRBC Capital Markets, LLC$101-17-2014
Next Page »

Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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