Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$24008-24-2018
Bruce McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10010-20-2011
Allen Dale BakerAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5704-12-2019
James Bryan BoyntonAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-29-2019
Charles Andrew SanfordAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5008-24-2018
Duane L DollarAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2506-07-2016
Thomas William UhlAmeriprise Financial Services, LLCRBC Capital Markets, LLC$5012-04-2015
Richard Michael BintliffAmeriprise Financial Services, LLCRBC Capital Markets, LLC$2512-04-2015
John Thomas AllisonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$10003-17-2012
Larry Wayne MeltonAmeriprise Financial Services, LLCRBC Capital Markets, LLC$4712-16-2011
Bruce Philip McGaughAmeriprise Financial Services, LLCRBC Capital Markets, LLC$8710-14-2011
Stephen Daniel RobinsonBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
Steven KennyBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
Donald Brian CarpenterCharles Schwab & Co., Inc.RBC Capital Markets, LLC$15007-20-2012
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
John Michael DunnHilltop Securities Independent Network Inc.RBC Capital Markets, LLC09-09-2010
Craig Lawrence CaudleII Technology, LLCRBC Capital Markets, LLC09-07-2018
Kent Paikan HuangJ.P. Morgan Securities LLCRBC Capital Markets, LLC$15010-28-2011
James Roger BresnahanJB Wealth Management LLCRBC Capital Markets, LLC06-14-2010
Sarah Lynn PaisLPL Financial LLCRBC Capital Markets, LLC09-04-2015
Kelly Perkins RigasLPL Financial LLCRBC Capital Markets, LLC$10005-30-2012
Edward Glenn Pamela StaplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$30002-15-2013
Emory Ragsdale Wade Myatt Lynde JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$15211-16-2012
Daniel K BlecherMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5008-14-2015
Timothy Alan GamsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC10-10-2014
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.