Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
John Michael GroverRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$5005-28-2019
Lisa J BordelonRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$105-28-2019
Christophe Dupin Saint De CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Brian Davis, Brian RemsonLPL Financial LLCRaymond James & Associates, Inc.$11002-11-2019
Robert King Harrell IIHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Cristina RaftStone Oak Wealth Management, LLCRaymond James & Associates, Inc.07-10-2018
Laura C RaabUBS Financial Services Inc.Raymond James & Associates, Inc.04-12-2018
Daniel Lord AustinRBC Capital Markets, LLCRaymond James & Associates, Inc.$10004-09-2018
Patrick SmithLavaca Capital, LLCRaymond James & Associates, Inc.02-15-2018
Lawrence Dale Nicholson IIIAllstate Financial Services, LLCRaymond James & Associates, Inc.12-01-2017
Richard Anthony FunkBrazos CapitalRaymond James & Associates, Inc.09-15-2017
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Jackson Gregory GilletteAutarchic Investment Management, LLCRaymond James & Associates, Inc.04-12-2017
Eleanor Loyce JordanStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10601-23-2017
Ann Adair ConnollyStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15012-05-2016
Edward Craig WingroveStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15012-05-2016
Olivier Louis DevriesLincoln Financial Advisors CorporationRaymond James & Associates, Inc.11-21-2016
Linsi Lee WalkerMorgan StanleyRaymond James & Associates, Inc.10-04-2016
Charles Durham Dodds IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-23-2016
Ellen Ann PaschalWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.02-10-2016
Geoffrey Case GatlinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.02-10-2016
Todd A. SimmonsLPL Financial LLCRaymond James & Associates, Inc.$1507-20-2015
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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