Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Coleman Vaughn McNamaraJ.P. Morgan Securities LLCRaymond James & Associates, Inc.09-08-2020
Blake Houston ChelfFidelity Brokerage Services LLCRaymond James & Associates, Inc.09-08-2020
June Denise HerrellLPL Financial LLCRaymond James & Associates, Inc.09-02-2020
Susanne Carol BednarzykKestra Investment Services, LLCRaymond James & Associates, Inc.08-11-2020
David Overton CarlockKestra Investment Services, LLCRaymond James & Associates, Inc.$15008-11-2020
Elizabeth Evette Mock-HernandezWaterloo Capital ManagementRaymond James & Associates, Inc.06-08-2020
Eric Anthony DupreAmeriprise Financial Services, LLCRaymond James & Associates, Inc.$5006-05-2020
Samuel D FrankfortRockefeller Financial LLCRaymond James & Associates, Inc.05-22-2020
Evan David RadmanFrost Brokerage Services, Inc.Raymond James & Associates, Inc.05-11-2020
Tuan Manh NguyenHuntleigh Securities CorporationRaymond James & Associates, Inc.05-04-2020
Shenandoah ComptonCabot Lodge Securities LLCRaymond James & Associates, Inc.05-04-2020
Philip Jeffrey BrooksCabot Lodge Securities LLCRaymond James & Associates, Inc.04-24-2020
Eric Fritz EisenhardCabot Lodge Securities LLCRaymond James & Associates, Inc.04-24-2020
Michael Glen BaileyMGB Wealth Management, LLCRaymond James & Associates, Inc.04-06-2020
Leonard Andrew Segal JrJ.P. Morgan Securities LLCRaymond James & Associates, Inc.03-03-2020
Philip Barnes HartiganUBS Financial Services Inc.Raymond James & Associates, Inc.01-07-2020
Michael David CharlesCantella & Co., Inc.Raymond James & Associates, Inc.10-01-2019
Donald Ray Laurence JrStone Oak Wealth Management, LLCRaymond James & Associates, Inc.$15008-30-2019
Michael Richard Hostick IILive Oak Investment PartnersRaymond James & Associates, Inc.$707-02-2019
Harold Louis Green JrRBC Capital Markets, LLCRaymond James & Associates, Inc.$5004-22-2019
Robert Sean HowardWedbush Securities Inc.Raymond James & Associates, Inc.04-05-2019
Robert King Harrell IIHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Eva H JonesHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Anna Victoria BodineHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Next Page »

Showing 1 to 25 of 81 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.