Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Wertz CurryLPL Financial LLCRaymond James & Associates, Inc.02-19-2009
Matthew A BellWFG Investments, Inc.Raymond James & Associates, Inc.$15007-01-2009
Yancey Tighe SeitzGreenfield Seitz Capital Management, LLCRaymond James & Associates, Inc.11-09-2009
Steven Jay FrancoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$15003-26-2010
John Joseph D'AnnunzioMorgan StanleyRaymond James & Associates, Inc.$25004-01-2010
James Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.04-27-2010
Justin Childs FarrisSecurities America, Inc.Raymond James & Associates, Inc.$25004-30-2010
Michael Edwin MagruderWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$10005-05-2010
Matthew Carter LoweWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$25005-05-2010
Larry Carlton MiltonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$15010-22-2010
Philip T. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$15010-22-2010
Marc Edward PrdaMorgan StanleyRaymond James & Associates, Inc.$50003-31-2011
Irma Lincoln HamptonAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$10006-10-2011
Penne Wilson StaffordLPL Financial LLCRaymond James & Associates, Inc.$25006-23-2011
David Gordon CorrieUBS Financial Services Inc.Raymond James & Associates, Inc.$10011-04-2011
Brent Lawrence AndersonMorgan StanleyRaymond James & Associates, Inc.$15012-06-2011
Billy Don TuckerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$25002-23-2012
Randal Bertron KeethWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Raymond James & Associates, Inc.$25002-23-2012
Don C ReynoldsRBC Capital Markets, LLCRaymond James & Associates, Inc.$10005-07-2012
Janet Lee HokajJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$10002-01-2013
Roy Burl SparkmanLPL Financial LLCRaymond James & Associates, Inc.$25004-01-2013
Leticia Balli CofieldLPL Financial LLCRaymond James & Associates, Inc.$25004-01-2013
Jenny Marie GrayJ.P. Morgan Securities LLCRaymond James & Associates, Inc.04-17-2013
William Howard Humphreys Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.$10004-19-2013
James Fremont WoodcockHilltop Securities Inc.Raymond James & Associates, Inc.$12504-19-2013
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Showing 1 to 25 of 102 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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