Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Angela Michele CruzMeridian Wealth Advisors, LLCRaymond James & Associates, Inc.01-02-2018
Ann Adair ConnollyStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$11212-05-2016
Anna Victoria BodineHarrell Investment Partners, LLCRaymond James & Associates, Inc.01-03-2019
Arthur Currie GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.$10008-28-2014
Ashley R. PottsSage Advisory Services Ltd CoRaymond James & Associates, Inc.10-15-2018
Benjamin Bradford EvendenPrivate Client Services, LLCRaymond James & Associates, Inc.08-16-2019
Betty Jean AriasWaterloo Capital ManagementRaymond James & Associates, Inc.$5004-17-2018
Billy Don TuckerWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2502-23-2012
Brendan Michael BarryTriad Hybrid Solutions, LLCRaymond James & Associates, Inc.08-03-2020
Brent Lawrence AndersonMorgan StanleyRaymond James & Associates, Inc.$15012-06-2011
Bryan Ray WrightHilltop Securities Inc.Raymond James & Associates, Inc.$1006-15-2015
Charles Durham Dodds IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.05-23-2016
Charles Robinson CaudillAvantax Investment Services, Inc.Raymond James & Associates, Inc.06-05-2019
Christi Lynn Van RiteLegacy One Financial Advisors, LLCRaymond James & Associates, Inc.02-05-2018
Christophe Dupin De Saint CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Christy J. SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
Daniel Lord AustinRBC Capital Markets, LLCRaymond James & Associates, Inc.$10004-09-2018
Danny Michael BazarWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5012-11-2014
David Gordon CorrieUBS Financial Services Inc.Raymond James & Associates, Inc.11-04-2011
David Overton CarlockKestra Investment Services, LLCRaymond James & Associates, Inc.$15008-11-2020
Don Allen CondrySterne, Agee & Leach, Inc.Raymond James & Associates, Inc.05-02-2014
Donald C ReynoldsRBC Capital Markets, LLCRaymond James & Associates, Inc.$10005-07-2012
Donald Ray Laurence Jr.Stone Oak Wealth Management, LLCRaymond James & Associates, Inc.$15008-30-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.