Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Andrew Paul SpillmanRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-05-2017
Ann Adair ConnollyStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$11212-05-2016
Arnold Richard RileyRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$13801-03-2018
Bill John CallisRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$22007-18-2016
Brent Lawrence AndersonMorgan StanleyRaymond James & Associates, Inc.12-06-2011
Bryan Ray WrightHilltop Securities Inc.Raymond James & Associates, Inc.$1006-15-2015
Christophe Dupin De Saint CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Christy J. SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
Craig Denney VossRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$2501-12-2009
Cristina RaftStone Oak Wealth Management, LLCRaymond James & Associates, Inc.07-10-2018
Daniel Lord AustinRBC Capital Markets, LLCRaymond James & Associates, Inc.$10004-09-2018
Danny Michael BazarWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.12-11-2014
David Rex HobbsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.05-05-2017
Don C ReynoldsRBC Capital Markets, LLCRaymond James & Associates, Inc.$10005-07-2012
Edward Craig WingroveStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15012-05-2016
Eleanor Loyce JordanStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10601-23-2017
Emmett Russell Ray IIIAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.07-31-2014
Gene Parvon Dickey Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.05-10-2013
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Harold Louis Green Jr.RBC Capital Markets, LLCRaymond James & Associates, Inc.$5004-22-2019
Ian GoldfootAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.04-29-2016
Jack Anthony WoodwardRaymond James Financial Services, Inc.Raymond James & Associates, Inc.$1005-02-2016
Jackson Gregory GilletteAutarchic Investment Management, LLCRaymond James & Associates, Inc.04-12-2017
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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