Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Kelli Marie PlutaWealth Covenant Group LLCRaymond James Financial Services, Inc.03-07-2019
Casey Justin FryPrincipal Securities, Inc.Raymond James Financial Services, Inc.$102-18-2019
Dale Littleton Cloud Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Julie Allen GuytonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Lawrence Arthur Gekiere Jr.Chalice Capital Partners, LLCRaymond James Financial Services, Inc.$2501-02-2019
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Kerry Jay PeacockLPL Financial LLCRaymond James Financial Services, Inc.$5007-26-2018
William Jay PeacockLPL Financial LLCRaymond James Financial Services, Inc.$107-26-2018
Eddie Raymond YanceyEdward JonesRaymond James Financial Services, Inc.03-05-2018
Preston James VaughtLPL Financial LLCRaymond James Financial Services, Inc.03-01-2018
Alexander Phillip BallEdward JonesRaymond James Financial Services, Inc.02-23-2018
Yukteswar RomeroFisher InvestmentsRaymond James Financial Services, Inc.01-09-2018
Ian Scott McclinticEarly McClintic & McMillan, LLPRaymond James Financial Services, Inc.08-22-2017
Sierra Jade LambertEdward JonesRaymond James Financial Services, Inc.06-30-2017
Kyle Joseph FrushLPL Financial LLCRaymond James Financial Services, Inc.04-28-2017
Chad Steven OntkoAllstate Financial Services, LLCRaymond James Financial Services, Inc.$5004-25-2017
Nicholas Thomson HillWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-10-2017
Dave Allan ReedLPL Financial LLCRaymond James Financial Services, Inc.$2503-21-2017
Mary Helen McdowEdward JonesRaymond James Financial Services, Inc.$15003-13-2017
Jonathan Odell DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.11-23-2016
Nicholas Alexander LalondeEdward JonesRaymond James Financial Services, Inc.09-23-2016
Kimberly Anne VeselyTriad Advisors LLCRaymond James Financial Services, Inc.$15009-20-2016
Veronica Suzanne BrooksAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.09-14-2016
Kimberley Gayle ColeEdward JonesRaymond James Financial Services, Inc.$109-01-2016
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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