Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Kay SmithSilver Oak Securities, IncorporatedRaymond James Financial Services, Inc.05-14-2009
Michael Ross PedlowKestra Investment Services, LLCRaymond James Financial Services, Inc.07-07-2010
Frank Edward CannonArtesa Financial GroupRaymond James Financial Services, Inc.$10007-07-2010
Jessica Marie BoehmArtesa Financial GroupRaymond James Financial Services, Inc.07-07-2010
Margarita KarlMorgan StanleyRaymond James Financial Services, Inc.08-19-2010
Ronald Curtis Haendiges Jr.Investment Professionals, Inc.Raymond James Financial Services, Inc.09-30-2010
Edmund George OsticLPL Financial LLCRaymond James Financial Services, Inc.12-01-2010
Robert Harold SweetLPL Financial LLCRaymond James Financial Services, Inc.$5012-08-2010
Marisa Lee LockhartRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.01-07-2011
Charles Wayne AdamsSagePoint Financial, Inc.Raymond James Financial Services, Inc.$5012-23-2011
Jason Leon SteeleProspera Financial Services, Inc.Raymond James Financial Services, Inc.$15005-24-2012
James Franklin ScottMilestone Wealth StrategiesRaymond James Financial Services, Inc.$5006-20-2012
Timothy Carl SatreAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$2507-27-2012
Aimee Carissa D'AigleAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.07-27-2012
Karen Marie ClericiProspera Financial Services, Inc.Raymond James Financial Services, Inc.$1008-06-2012
Julie Kay OdumAllstate Financial Services, LLCRaymond James Financial Services, Inc.08-14-2012
Kathleen Marie Williams-PriceLPL Financial LLCRaymond James Financial Services, Inc.08-24-2012
Jordan Michael Van HoffLPL Financial LLCRaymond James Financial Services, Inc.08-24-2012
Steven Jan CzurakCzurak Wealth Management, LLCRaymond James Financial Services, Inc.09-07-2012
Michael J. O'ReillyLPL Financial LLCRaymond James Financial Services, Inc.$10012-05-2012
Justin Kyle McFaulWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.04-10-2013
Charlotte Anne AndersonEdward JonesRaymond James Financial Services, Inc.08-30-2013
Matthew Howard FullerGirard Securities, Inc.Raymond James Financial Services, Inc.$5010-11-2013
Keith Marshall NishimuraJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.01-24-2014
Mark Kenneth FischerLPL Financial LLCRaymond James Financial Services, Inc.$5003-26-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.