Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Albert IvesLuther King Capital Management CorporationRaymond James Financial Services, Inc.07-22-2015
Alan Luther MillerChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Amar Nahida SaatiJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.07-05-2018
Angel Jose SantiagoEdward JonesRaymond James Financial Services, Inc.12-13-2019
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Carrie A LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Casey J FryPrincipal Securities, Inc.Raymond James Financial Services, Inc.02-18-2019
Chelsea Brown MagbyLPL Financial LLCRaymond James Financial Services, Inc.01-10-2020
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Christopher Scott BourgeoisWorld Equity Group, Inc.Raymond James Financial Services, Inc.01-20-2017
Clayton Allen ThompsonLPL Financial LLCRaymond James Financial Services, Inc.05-16-2018
Colin James BoddickerChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Cynthia D MiddletonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.08-02-2019
Dale Littleton Cloud JrChalice Capital Partners, LLCRaymond James Financial Services, Inc.$15001-02-2019
Daniel Thomas McmillanEarly McClintic & McMillan, LLPRaymond James Financial Services, Inc.$5008-22-2017
Dave Allan ReedLPL Financial LLCRaymond James Financial Services, Inc.$2503-21-2017
David Jeffrey HillLPL Financial LLCRaymond James Financial Services, Inc.08-02-2019
David Lee StevensChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Dena K Rattan PoolAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.09-27-2019
Diarra Koro WilliamsChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Eddie Raymond YanceyEdward JonesRaymond James Financial Services, Inc.03-05-2018
Emily Catherine DawsonChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Eric Gerard KloppersHilltop Securities Inc.Raymond James Financial Services, Inc.06-19-2020
Eryn Shealy MyersChalice Capital Partners, LLCRaymond James Financial Services, Inc.01-02-2019
Frank Edward Cannon IiArtesa Financial GroupRaymond James Financial Services, Inc.$10007-07-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.