Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Mcreynolds CallawayAmeriprise Financial Services, Inc.Raymond James Financial Services Advisors, Inc$10001-20-2012
Thomas Alexander CallawayAmeriprise Financial Services, Inc.Raymond James Financial Services Advisors, Inc$1001-20-2012
Susan Elizabeth LennonLPL Financial LLCRaymond James Financial Services Advisors, Inc05-01-2013
Daniel Clair LongHD Vest Investment ServicesRaymond James Financial Services Advisors, Inc12-17-2013
Cecil Allen RossLPL Financial LLCRaymond James Financial Services Advisors, Inc09-30-2014
Rajiv Amar HargunaniOppenheimer & Co. Inc.Raymond James Financial Services Advisors, Inc$1011-18-2014
Manfred Hans Von Ehrenfried IITransamerica Financial Advisors, IncRaymond James Financial Services Advisors, Inc06-23-2016
Jason William PoeSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc09-29-2016
Benjamin David BiggsSouthwestern Investment Advisory Services, Inc.Raymond James Financial Services Advisors, Inc10-05-2016
Danny R. PateLPL Financial LLCRaymond James Financial Services Advisors, Inc$10010-09-2017
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services Advisors, Inc$5006-03-2019
Jeff Landon LightfootLPL Financial LLCRaymond James Financial Services Advisors, Inc08-28-2019

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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