Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barbara Ann BartonWoodbury Financial Services, Inc.SII Investments, Inc.$32001-16-2018
Carl Pultz Flanagan IIIKestra Investment Services, LLCSII Investments, Inc.$31001-03-2018
Christopher Michael KilmerUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.11-21-2017
Gary Lester WolfNext Financial Group, Inc.SII Investments, Inc.$25004-23-2012
Jennifer Lynn ParksMerrill Lynch, Pierce, Fenner & Smith IncorporatedSII Investments, Inc.07-06-2017
Joe Henry Ledford Jr.Woodbury Financial Services, Inc.SII Investments, Inc.01-30-2018
Kittredge Lee GriffinKestra Investment Services, LLCSII Investments, Inc.$11301-03-2018
Larry Reinhardt ScheiderAvantax Investment Services, Inc.SII Investments, Inc.$50002-08-2010
Matthew James BerryAvantax Investment Services, Inc.SII Investments, Inc.$50007-08-2010
Ralph Kirk TeppeNext Financial Group, Inc.SII Investments, Inc.$10001-30-2009
Richard Oren KilmerUnited Planners' Financial Services of America A Limited PartnerSII Investments, Inc.$50011-21-2017
Terry S SawchukKestra Investment Services, LLCSII Investments, Inc.08-18-2014
William G LangensteinNFP Advisor Services, LLCSII Investments, Inc.08-18-2014

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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