Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Charles SehresAmeriprise Financial Services, Inc.Securian Financial Services, Inc.06-07-2019
Harold Anthony Holtman IIIPensionmark Securities, LLCSecurian Financial Services, Inc.12-05-2018
Richard Brooks BarkleyPrime Capital Investment Advisors, LLCSecurian Financial Services, Inc.11-05-2018
Tara Ryan ColeMoney Concepts Capital CorpSecurian Financial Services, Inc.03-13-2018
Ronald Dean MoserBrooklight Place Securities, Inc.Securian Financial Services, Inc.01-03-2018
Benjamin William WestneyPensionmark Securities, LLCSecurian Financial Services, Inc.10-27-2017
Joshua C. JohnsonPensionmark Securities, LLCSecurian Financial Services, Inc.09-13-2017
Sandra M SolisAmeriprise Financial Services, Inc.Securian Financial Services, Inc.10-12-2016
Corwin Eugene DavidsonPark Avenue Securities LLCSecurian Financial Services, Inc.03-04-2016
Donald Pete Peterson Jr.LPL Financial LLCSecurian Financial Services, Inc.09-30-2013
Jared Russell CorneliusLPL Financial LLCSecurian Financial Services, Inc.08-30-2013
John William NoeyPrincipal Securities, Inc.Securian Financial Services, Inc.01-26-2012
Richard A. NoseworthyHD Vest Investment ServicesSecurian Financial Services, Inc.03-03-2010
Kenneth John LazarowiczHD Vest Investment ServicesSecurian Financial Services, Inc.08-18-2009
Randy Lee Taylor1st Global Capital Corp.Securian Financial Services, Inc.01-30-2009
Ryan L. BradfordWoodbury Financial Services, Inc.Securian Financial Services, Inc.$1012-01-2014
William Milton BevillLPL Financial LLCSecurian Financial Services, Inc.$2501-25-2010
Kory Sean PippinPark Avenue Securities LLCSecurian Financial Services, Inc.$5003-07-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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