Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Lee CouchSagePoint Financial, Inc.Securities America, Inc.$25011-18-2013
Andrew Wayne HarrisLPL Financial LLCSecurities America, Inc.12-13-2019
Angela Renee Parra-McneelyCetera Advisor Networks LLCSecurities America, Inc.$50008-02-2018
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$50008-16-2019
Bradford Jude SylveCetera Advisor Networks LLCSecurities America, Inc.10-08-2010
Brian David KrausKraus Capital Management, LLCSecurities America, Inc.03-02-2016
Carolyn Susan RickerLPL Financial LLCSecurities America, Inc.$10004-04-2011
Charles Rogers FlournoyUSAA Financial Advisors, Inc.Securities America, Inc.$15007-08-2016
Clovis Waylon Van HoutenSummit Brokerage Services, Inc.Securities America, Inc.$10010-27-2016
Cody Siebert, Ronald Briggs, Shawn Loring, James KlodoskyFirst Global CapitalSecurities America, Inc.$13911-24-2014
Cynthia Wharton LowryAvantax Investment Services, Inc.Securities America, Inc.06-06-2018
Dale Ray HawthorneRaymond James Financial Services, Inc.Securities America, Inc.$50009-05-2019
Dan Lyndall GriggsSummit Brokerage Services, Inc.Securities America, Inc.$10004-21-2011
David Brian GatlinNext Financial Group, Inc.Securities America, Inc.$25008-21-2014
David George HansonLPL Financial LLCSecurities America, Inc.$10012-13-2010
David Stephen SpannLPL Financial LLCSecurities America, Inc.$50012-13-2010
Debbie Louise FeuerFulcrumEQSecurities America, Inc.04-29-2019
Dorothy Ann FowlerInvestment Strategies, L.L.C.Securities America, Inc.01-10-2011
Edward Carl Ittner Jr.Next Financial Group, Inc.Securities America, Inc.$50010-06-2010
Emily Graham StroudCambridge Investment Research, Inc.Securities America, Inc.02-25-2013
Eric J. NegronLPL Financial LLCSecurities America, Inc.$48008-05-2013
Frank McKinney IIICetera Advisors LLCSecurities America, Inc.11-05-2015
George Christopher ScarboroughLPL Financial LLCSecurities America, Inc.$50005-31-2011
Harold James PerkinsContinuum Financial, LLCSecurities America, Inc.11-17-2009
James Lee RodgersSagePoint Financial, Inc.Securities America, Inc.$50011-18-2013
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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