Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason DudumKestra Investment Services, LLCSignator Investors, Inc.$14001-17-2016
James Bradley EarpDominion Investor Services, Inc.Signator Investors, Inc.11-01-2018
Joseph Garrigan BarryJ.P. Morgan Securities LLCSignator Investors, Inc.09-26-2018
Tyler Scott MckayFisher InvestmentsSignator Investors, Inc.02-16-2018
Saul Armando Garcia IIGagni Asset Management LLCSignator Investors, Inc.01-25-2018
James David DossKMS Financial Services, Inc.Signator Investors, Inc.01-08-2018
Sam KodariVanderbilt Securities, LLCSignator Investors, Inc.$15001-05-2018
Michael Aaron TorresIndependence Wealth GroupSignator Investors, Inc.11-13-2017
Stephen Matthew ClarkFisher InvestmentsSignator Investors, Inc.10-18-2017
Luis Carlos DelarosaCambridge Investment Research, Inc.Signator Investors, Inc.01-17-2017
Sledge Wayne KillionUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-03-2016
Ramin GhaffariUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-02-2016
Sharon Lee KillionUnited Planners' Financial Services of America A Limited PartnerSignator Investors, Inc.11-02-2016
Scott Alan CarletonCambridge Investment Research, Inc.Signator Investors, Inc.06-01-2016
Nathan Joseph TriticoCambridge Investment Research, Inc.Signator Investors, Inc.05-19-2016
Jack Donald RolandCambridge Investment Research, Inc.Signator Investors, Inc.$5005-16-2016
Joseph Edward Mahoney JrNorthwestern Mutual Investment Services, LLCSignator Investors, Inc.$2507-08-2014
Jason Birdwell TalleyOFG Financial Services, Inc.Signator Investors, Inc.$5001-18-2012
Jose Alberto S ChiongNYLIFE Securities LLCSignator Investors, Inc.04-15-2010

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.