Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Leon DickAvantax Investment Services, Inc.Signator Investors, Inc.08-17-2018
Sunhe ChungAvantax Investment Services, Inc.Signator Investors, Inc.11-17-2015
Luis Carlos DelarosaCambridge Investment Research, Inc.Signator Investors, Inc.01-17-2017
Scott Alan CarletonCambridge Investment Research, Inc.Signator Investors, Inc.$1006-01-2016
Nathan Joseph TriticoCambridge Investment Research, Inc.Signator Investors, Inc.05-19-2016
Jack Donald RolandCambridge Investment Research, Inc.Signator Investors, Inc.$1005-16-2016
Kayla Sue WilliamsChase Investment Services Corp.Signator Investors, Inc.07-20-2009
James Bradley EarpDominion Investor Services, Inc.Signator Investors, Inc.11-01-2018
Tyler Scott MckayFisher InvestmentsSignator Investors, Inc.02-16-2018
Stephen Matthew ClarkFisher InvestmentsSignator Investors, Inc.10-18-2017
Saul Armando Garcia IIGagni Asset Management LLCSignator Investors, Inc.01-25-2018
Michael Aaron TorresIndependence Wealth GroupSignator Investors, Inc.11-13-2017
Christopher Lee StolteIndependent Financial PartnersSignator Investors, Inc.02-19-2014
Michael Anthony RusselleInvestment Professionals, Inc.Signator Investors, Inc.12-01-2010
Joseph Garrigan BarryJ.P. Morgan Securities LLCSignator Investors, Inc.09-26-2018
James David DossKMS Financial Services, Inc.Signator Investors, Inc.01-08-2018
Nicholas A. TorresLPL Financial LLCSignator Investors, Inc.01-04-2017
Eric Horacio GonzalezLPL Financial LLCSignator Investors, Inc.11-30-2016
David Lynn LimerickLPL Financial LLCSignator Investors, Inc.$5012-02-2014
Gary Craig Cowles Jr.LPL Financial LLCSignator Investors, Inc.$2506-09-2014
Fielding Ruddell GrahamMorgan StanleySignator Investors, Inc.03-15-2010
Joseph Edward Mahoney Jr.Northwestern Mutual Investment Services, LLCSignator Investors, Inc.$15007-08-2014
Jose Alberto S. ChiongNYLIFE Securities LLCSignator Investors, Inc.04-15-2010
Jason Birdwell TalleyOFG Financial Services, Inc.Signator Investors, Inc.01-18-2012
Donald Franklin TurnerOneAmerica Securities, Inc.Signator Investors, Inc.11-03-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.