Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Beth FleuryJ.P. Morgan Securities LLCState Farm VP Management Corp.05-13-2019
Lyndsey Monahan RhodeNYLIFE Securities LLCState Farm VP Management Corp.03-23-2018
Garrett Michael NeesFarmers Financial Solutions, LLCState Farm VP Management Corp.12-01-2017
Paul Edwin Lindberg Jr.Ameriprise Financial Services, Inc.State Farm VP Management Corp.04-26-2017
Jairo Enrique MejiaPruco Securities, LLC.State Farm VP Management Corp.01-13-2017
Randall J. RubeisFarmers Financial Solutions, LLCState Farm VP Management Corp.01-11-2017
Wade Allen DavisAllstate Financial Services, LLCState Farm VP Management Corp.12-10-2016
Annette Roberts-RathwickAllstate Financial Services, LLCState Farm VP Management Corp.11-23-2016
Sepehrdad SalarAllstate Financial Services, LLCState Farm VP Management Corp.10-04-2016
Aaron SamuelsAXA Advisors, LLCState Farm VP Management Corp.08-08-2016
Belinda C. ZapataFarmers Financial Solutions, LLCState Farm VP Management Corp.12-02-2015
Luis CanalesPFS Investments Inc.State Farm VP Management Corp.08-18-2015
Eric G. GarciaAllstate Financial Services, LLCState Farm VP Management Corp.04-06-2015
Lance Aaron LawrenceEdward JonesState Farm VP Management Corp.03-19-2015
Ramona Bernadette DaltonVALIC Financial Advisors, Inc.State Farm VP Management Corp.01-08-2015
Huong Lan Thi LamFarmers Financial Solutions, LLCState Farm VP Management Corp.07-12-2014
Toine Tan NguyenMML Investors Services, LLCState Farm VP Management Corp.06-12-2013
Edgar O. GonzalezFarmers Financial Solutions, LLCState Farm VP Management Corp.03-16-2012
Jay Michael ChavezAllstate Financial Services, LLCState Farm VP Management Corp.12-01-2011
Joseph Henry BorkouskiAllstate Financial Services, LLCState Farm VP Management Corp.08-24-2011
Mark Allen SmithCetera Advisors LLCState Farm VP Management Corp.08-10-2011
Donald Dewayne WatsonPFS Investments Inc.State Farm VP Management Corp.11-08-2010
Gregory D. DrottAllstate Financial Services, LLCState Farm VP Management Corp.09-02-2009
Mark David GonzalesFarmers Financial Solutions, LLCState Farm VP Management Corp.01-08-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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