Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene WeinsteinAmeriprise Financial Services, LLCStrategic Advisers LLC01-11-2013
Jeffrey Glenn WeeksATX Portfolio Advisors, LLCStrategic Advisers LLC02-03-2015
Careena PatelBBVA Securities Inc.Strategic Advisers LLC02-03-2016
James E SullivanBeaird HarrisStrategic Advisers LLC03-24-2017
Clinton Chad SneadBox Financial Advisors, LLCStrategic Advisers LLC07-14-2014
Miguel ArreguinCetera Investment Services LLCStrategic Advisers LLC01-22-2015
Omar BenmansourCharles Schwab & Co., Inc.Strategic Advisers LLC05-04-2018
Dinah Faye JordanCharles Schwab & Co., Inc.Strategic Advisers LLC02-20-2018
Kyle Andrew MooreCharles Schwab & Co., Inc.Strategic Advisers LLC01-25-2018
Jin-Sub Kevin HwangCharles Schwab & Co., Inc.Strategic Advisers LLC01-10-2018
Mohamed Montoya Rhadbane JrCharles Schwab & Co., Inc.Strategic Advisers LLC12-01-2017
Johnathan Michael PlappertCharles Schwab & Co., Inc.Strategic Advisers LLC05-18-2017
Richard Chadwick MaysCharles Schwab & Co., Inc.Strategic Advisers LLC06-28-2010
Michael W MackeyEdward JonesStrategic Advisers LLC07-27-2018
Ryan Vaughan HallEdward JonesStrategic Advisers LLC01-25-2016
Sergio Alberto OportoEdward JonesStrategic Advisers LLC$15005-11-2015
Adalberto Santaella IIIEdward JonesStrategic Advisers LLC$5005-20-2011
Casey J VogelFisher InvestmentsStrategic Advisers LLC02-13-2018
Tyrell Max PetersonFisher InvestmentsStrategic Advisers LLC01-09-2018
Austin Joseph MartyFisher InvestmentsStrategic Advisers LLC11-15-2017
Russell Gregory DemeyereFisher InvestmentsStrategic Advisers LLC11-15-2017
Chase G AmisFisher InvestmentsStrategic Advisers LLC10-18-2017
Bradley Ellsworth McConkeyFrontier Investment Management CoStrategic Advisers LLC$5001-18-2013
James Victor TempleJ.P. Morgan Securities LLCStrategic Advisers LLC12-21-2016
Steven Colt EasleyJ.P. Morgan Securities LLCStrategic Advisers LLC08-18-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.