Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dex E. NormanJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-21-2019
Kameron Zan Muzic-AliMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.06-17-2019
Anthony Joseph Cafaro Jr.TD Ameritrade Investment Management, LLCTD Ameritrade, Inc.11-26-2018
Benjamin Joshua DethlefsJ.P. Morgan Securities LLCTD Ameritrade, Inc.11-20-2018
Christopher Michael GeradsTD Ameritrade Investment Management, LLCTD Ameritrade, Inc.10-03-2018
Michael J. FerryJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-12-2018
Fred Llego LeanoJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-11-2018
Ken C. LinMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.05-04-2018
Rebecca Lynn HensleyLPL Financial LLCTD Ameritrade, Inc.04-02-2018
Ryan Michael HammerAXA Advisors, LLCTD Ameritrade, Inc.02-22-2018
Timothy J MangusBBVA Securities Inc.TD Ameritrade, Inc.02-07-2018
Aaron J. GoldmanJ.P. Morgan Securities LLCTD Ameritrade, Inc.12-14-2017
Tyler Christopher KlosinskiWells Fargo Clearing Services, LLCTD Ameritrade, Inc.09-08-2017
Chris Andrew DanielsPersonal Capital Advisors CorporationTD Ameritrade, Inc.07-20-2017
Adam Mahmoud ElghandourJ.P. Morgan Securities LLCTD Ameritrade, Inc.04-18-2017
John Marcus Allen Jr.BBVA Securities Inc.TD Ameritrade, Inc.12-22-2016
Roger Myron MountAllstate Financial Services, LLCTD Ameritrade, Inc.12-20-2016
Mallory Anne FritzelNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.10-07-2016
Elton Reece SkipperNorthwestern Mutual Investment Services, LLCTD Ameritrade, Inc.01-07-2016
Ryan ArringtonWells Fargo Clearing Services, LLCTD Ameritrade, Inc.12-09-2014
George Paul ConkleJ.P. Morgan Securities LLCTD Ameritrade, Inc.08-08-2014
Genai Angelee Walker-MacklinMorgan StanleyTD Ameritrade, Inc.06-02-2014
Robert TunnellRetirement Planners of AmericaTD Ameritrade, Inc.12-03-2013
Craig Thomas KiernanHD Vest Investment ServicesTD Ameritrade, Inc.02-22-2013
Kevin Deshawn ThompsonPark Avenue Securities LLCTD Ameritrade, Inc.12-10-2012
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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