Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger Myron MountAllstate Financial Services, LLCTD Ameritrade, Inc.12-20-2016
Stephen Tucker RobinsonBB&T Securities, LLCTD Ameritrade, Inc.03-03-2017
Timothy J MangusBBVA Securities Inc.TD Ameritrade, Inc.02-07-2018
John Marcus Allen JrBBVA Securities Inc.TD Ameritrade, Inc.12-22-2016
Danny Y LaCapital Advisors, Inc.TD Ameritrade, Inc.02-07-2019
Christopher Wade EversCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-18-2019
Marcus ReedCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-15-2019
John M BergeronCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-15-2019
Sophia BalochCharles Schwab & Co., Inc.TD Ameritrade, Inc.05-09-2019
Sean Richmond HouseCharles Schwab & Co., Inc.TD Ameritrade, Inc.04-15-2019
Angela Renee HausmanCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-06-2019
John Colton KnowlesCharles Schwab & Co., Inc.TD Ameritrade, Inc.03-04-2019
Kathryn Marie RodriguezCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-12-2018
Fabio Henrique Esteves JoaquimCharles Schwab & Co., Inc.TD Ameritrade, Inc.11-16-2018
Tanya SrivastavaCharles Schwab & Co., Inc.TD Ameritrade, Inc.10-17-2018
Arizechukwu Chikaosolu Okafor Charles Schwab & Co., Inc.TD Ameritrade, Inc.09-28-2018
Keren J EliasCharles Schwab & Co., Inc.TD Ameritrade, Inc.09-27-2018
Steven Andrew MillerCharles Schwab & Co., Inc.TD Ameritrade, Inc.09-26-2018
Tondra Renette FloresCharles Schwab & Co., Inc.TD Ameritrade, Inc.08-20-2018
Laurie Lynn DavisCharles Schwab & Co., Inc.TD Ameritrade, Inc.08-17-2018
James Richard Vermillion IICharles Schwab & Co., Inc.TD Ameritrade, Inc.08-16-2018
Jeremy Ray ClarkCharles Schwab & Co., Inc.TD Ameritrade, Inc.07-10-2018
Samantha A McCartyCharles Schwab & Co., Inc.TD Ameritrade, Inc.06-29-2018
Tiffany Ann PhippsCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-05-2017
Jason Alan MeeksCharles Schwab & Co., Inc.TD Ameritrade, Inc.12-04-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.