Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlo Eugenio ValerioMorgan StanleyUBS Financial Services Inc.12-12-2019
John Robert DixonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-01-2019
Robert Michael CoreWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-01-2019
John Ronald CeravoloWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-01-2019
Charles Patrick ReddellMorgan StanleyUBS Financial Services Inc.11-01-2019
Kristi Lynn TraylorMorgan StanleyUBS Financial Services Inc.11-01-2019
James Edward LacampMorgan StanleyUBS Financial Services Inc.11-01-2019
Donnie Joseph Dishaw Jr.Wells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.$10010-10-2019
Jeffry Allen ParkerMorgan StanleyUBS Financial Services Inc.$10009-20-2019
Rafael Jason HerreraMorgan StanleyUBS Financial Services Inc.$20509-20-2019
Donald Wayne BaileyRaymond James Financial Services, Inc.UBS Financial Services Inc.$10009-13-2019
John Michael PulliamRaymond James Financial Services, Inc.UBS Financial Services Inc.$20009-13-2019
Robert Edward Harris Jr.STA Wealth Management, LLCUBS Financial Services Inc.09-10-2019
Sarahbeth S. PipkinSTA Wealth Management, LLCUBS Financial Services Inc.09-10-2019
Richard Anthony Markey Jr.Morgan StanleyUBS Financial Services Inc.$13608-30-2019
Abraham MaghsoudiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$15007-26-2019
Katelyn Mary PaleosRaymond James Financial Services, Inc.UBS Financial Services Inc.07-25-2019
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Brian NoonanMeridian Wealth Advisors, LLCUBS Financial Services Inc.06-21-2019
Roger Ainsworth GrahamWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.06-14-2019
James Gregory BarrettJ.P. Morgan Securities LLCUBS Financial Services Inc.06-07-2019
James Randy SmithProspera Financial Services, Inc.UBS Financial Services Inc.03-29-2019
Michael Joseph Bartlett Jr.Edward JonesUBS Financial Services Inc.03-15-2019
Mark D. MagarianWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.03-11-2019
Ricardo Antonio Lima Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$10002-15-2019
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Showing 1 to 25 of 391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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