Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
George Louis Vilfordi IIIAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Ramon Scott BowersAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-21-2017
Todd Loring LuftAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10008-26-2016
John Raymond ToungateAustin Wealth Management, LLCUBS Financial Services Inc.02-08-2019
William Anthony KoppBB&T Securities, LLCUBS Financial Services Inc.11-30-2017
Markham Brown DossettBerthel, Fisher & Company Financial Services, Inc.UBS Financial Services Inc.03-27-2009
Aaron Michael ByrkitBland Garvey Wealth Advisors, LLCUBS Financial Services Inc.03-16-2015
Kevin Michael Curley IICommonwealth Financial NetworkUBS Financial Services Inc.05-17-2017
Christian Trygve-Lee StoutCommonwealth Financial NetworkUBS Financial Services Inc.$7509-16-2015
Andrea Elizabeth KellyEdward JonesUBS Financial Services Inc.$10002-29-2016
William Vaughn AndersonEdward JonesUBS Financial Services Inc.12-02-2009
John Paul ParkerEdward JonesUBS Financial Services Inc.$5003-20-2009
Chris C. JohnstonFrost Brokerage Services, Inc.UBS Financial Services Inc.01-09-2017
James Frederick MartinHilltop Securities Inc.UBS Financial Services Inc.$6009-09-2016
William Wade WiseHilltop Securities Inc.UBS Financial Services Inc.$10011-09-2012
Alyosha Richard MertensHilltop Securities Inc.UBS Financial Services Inc.$2501-12-2011
Stephen Paul CrossmanHilltop Securities Inc.UBS Financial Services Inc.05-12-2009
Steven Alexander SarkissianHilltop Securities Inc.UBS Financial Services Inc.$5005-08-2009
Michael Emerson CampbellHilltop Securities Inc.UBS Financial Services Inc.$15005-06-2009
Daniel John BrauerJ.P. Morgan Securities LLCUBS Financial Services Inc.07-12-2019
Jeffery Alan MooreLPL Financial LLCUBS Financial Services Inc.02-23-2018
Mark Blue MageeLPL Financial LLCUBS Financial Services Inc.03-29-2016
Next Page »

Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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