Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack A Cliff Jr.LPL Financial LLCUBS Financial Services Inc.$10001-05-2009
James Patrick O'ConnorMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15001-09-2009
Gary Alan GrossMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1001-09-2009
Brian Joseph BenandiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Bradford John BoikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Kevin FullerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5002-13-2009
John Paul ParkerEdward JonesUBS Financial Services Inc.$5003-20-2009
Markham Brown DossettBerthel, Fisher & Company Financial Services, Inc.UBS Financial Services Inc.03-27-2009
Elizabeth Jordan StaleyRaymond James Financial Services, Inc.UBS Financial Services Inc.04-30-2009
Ronny Lynn KnightWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-01-2009
Michael Emerson CampbellHilltop Securities Inc.UBS Financial Services Inc.$15005-06-2009
Steven Alexander SarkissianHilltop Securities Inc.UBS Financial Services Inc.$5005-08-2009
Stephen Paul CrossmanHilltop Securities Inc.UBS Financial Services Inc.05-12-2009
Richard Thomas ChildsRaymond James Financial Services, Inc.UBS Financial Services Inc.05-13-2009
Kenneth Reagan BarrySunbelt Securities, Inc.UBS Financial Services Inc.$5005-15-2009
Larry Gorden RayWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20005-22-2009
William J Rovere Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.05-28-2009
Langford KeithMorgan StanleyUBS Financial Services Inc.06-01-2009
Michael Alfred RomaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5006-04-2009
William Henry Dietz Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.06-05-2009
Tom Stanford Arnett Jr.Prospera Financial Services, Inc.UBS Financial Services Inc.06-12-2009
Guy Hamilton HudmanLPL Financial LLCUBS Financial Services Inc.$10007-01-2009
Billy Allen LloydWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10007-02-2009
George Steven Wolfe Jr.Raymond James Financial Services, Inc.UBS Financial Services Inc.$1007-02-2009
Craven Earl GreenRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2009
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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