Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Aaron Michael ByrkitBland Garvey Wealth Advisors, LLCUBS Financial Services Inc.03-16-2015
Adam Christopher VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Adriana Teresa SantoniMorgan StanleyUBS Financial Services Inc.03-04-2016
Alan Mcguire DawsonMorgan StanleyUBS Financial Services Inc.$5008-31-2010
Alejandro Armando De LeonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2012
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Alejandro R. NazarioT.O.S. Advisors, LLCUBS Financial Services Inc.06-07-2017
Alex A VilfordiAmeriprise Financial Services, Inc.UBS Financial Services Inc.11-16-2018
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Alexandra Kathleen ReddellWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-28-2016
Allison Dawn TarpleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2014
Alora Diane AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-02-2015
Alyosha Richard MertensHilltop Securities Inc.UBS Financial Services Inc.$2501-12-2011
Andrea Elizabeth KellyEdward JonesUBS Financial Services Inc.$10002-29-2016
Andrew B MarcusMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-02-2015
Anita Eileen KelleyMorgan StanleyUBS Financial Services Inc.01-02-2013
Ann Estelle DeatonUSCA Securities LLCUBS Financial Services Inc.12-02-2010
Anthony Marcus HoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-02-2015
Armando Juan DeleonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-25-2012
Babak SeyedainWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2009
Billy Allen LloydWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10007-02-2009
Bodo Rolf Knochenhauer Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-09-2010
Bradford John BoikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-09-2009
Bradley Burt LivingstoneWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-19-2016
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Showing 1 to 25 of 174 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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