Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Ronald FresardLPL Financial LLCUSAA Financial Advisors, Inc.$101-10-2019
Erin Ashlee BauerJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.12-05-2018
Brian Neil TobinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.11-14-2018
Edward Skinner Jr.NYLIFE Securities LLCUSAA Financial Advisors, Inc.01-24-2018
Shannon Joyce TafoyaUSAA Investment Management CompanyUSAA Financial Advisors, Inc.01-08-2018
JEFFREY A GRIMESStone Oak Wealth Management, LLCUSAA Financial Advisors, Inc.12-08-2017
Mark Carlton KoellnerEdward JonesUSAA Financial Advisors, Inc.$111-03-2017
Samir Harish PatelLPL Financial LLCUSAA Financial Advisors, Inc.09-06-2017
Jose Miguel MartinezEdward JonesUSAA Financial Advisors, Inc.$108-18-2017
Jacob Lee FlachMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.$1,00007-28-2017
Jonathan William LennoxIndependent Financial Group, LLCUSAA Financial Advisors, Inc.$1,00006-08-2017
David Fraher SeligmanWells Fargo Clearing Services, LLCUSAA Financial Advisors, Inc.05-09-2017
Mark Anthony Pomeroy Jr.TL Private WealthUSAA Financial Advisors, Inc.02-28-2017
Michael B SchoffmanMoney Matters With Ken MoraifUSAA Financial Advisors, Inc.11-04-2016
Jon Thomas ThompsonLPL Financial LLCUSAA Financial Advisors, Inc.$1,00010-25-2016
Michael Scott DubenskyLPL Financial LLCUSAA Financial Advisors, Inc.$15010-24-2016
Christopher W LaiStrategic Advisers LLCUSAA Financial Advisors, Inc.10-19-2016
David Allen DodgenJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.09-21-2016
Earnest Richard SmithLPL Financial LLCUSAA Financial Advisors, Inc.$5509-16-2016
Jason Paul DuffautLPL Financial LLCUSAA Financial Advisors, Inc.$109-15-2016
Scott Daniel CarrJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.09-15-2016
Tony Scott DolanStrategic Advisers LLCUSAA Financial Advisors, Inc.09-14-2016
Dineen HughesOppenheimer & Co. Inc.USAA Financial Advisors, Inc.$109-01-2016
David Lloyd CassoOppenheimer & Co. Inc.USAA Financial Advisors, Inc.$1,00008-05-2016
Shifali K ShettyJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.07-25-2016
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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