Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Edward KalmusAmeriprise Financial Services, LLCUSAA Investment Services Company05-29-2020
James Walter QuaiderBBVA Securities Inc.USAA Investment Services Company$2509-18-2020
Raul Maria BlancoBBVA Securities Inc.USAA Investment Services Company08-04-2020
Richard TorresCambridge Investment Research, Inc.USAA Investment Services Company$10007-16-2020
Douglas Donald WoodCharles Schwab & Co., Inc.USAA Investment Services Company09-23-2020
Kolyn Rana PaskeyCharles Schwab & Co., Inc.USAA Investment Services Company07-08-2019
Neal Merville-Hines LittonCharles Schwab & Co., Inc.USAA Investment Services Company06-27-2019
Sue Beth RosenbloomCitigroup Global Markets Inc.USAA Investment Services Company01-10-2019
Diane Sam MarcusCitigroup Global Markets Inc.USAA Investment Services Company08-01-2011
Billy Worth Briggs IIIClear and Simple Financial Group LLCUSAA Investment Services Company08-18-2020
Benjamin Scott HooperComal Wealth ManagementUSAA Investment Services Company06-27-2020
Vincent Antwane WallaceEdward JonesUSAA Investment Services Company09-25-2020
James Elijio SummersEdward JonesUSAA Investment Services Company09-25-2020
William C JohnsonEdward JonesUSAA Investment Services Company$2504-03-2018
John Patrick FlynnFidelity Brokerage Services LLCUSAA Investment Services Company08-27-2020
Erik Gene NedrudFidelity Brokerage Services LLCUSAA Investment Services Company05-14-2020
Juan Jose MejiaFidelity Brokerage Services LLCUSAA Investment Services Company10-04-2019
Ryan A FarrellFidelity Brokerage Services LLCUSAA Investment Services Company09-19-2019
Christopher Jon BolisayFidelity Brokerage Services LLCUSAA Investment Services Company$2508-20-2019
Michael Thomas WrayFidelity Brokerage Services LLCUSAA Investment Services Company07-30-2019
Brittney Leigh HopkinsFidelity Brokerage Services LLCUSAA Investment Services Company05-03-2018
David A HollandJ.P. Morgan Securities LLCUSAA Investment Services Company10-01-2020
Daniel Nicholas ContiJ.P. Morgan Securities LLCUSAA Investment Services Company02-24-2020
Joel Anthony SalazarJ.P. Morgan Securities LLCUSAA Investment Services Company09-09-2019
Julian Ortega IIILPL Financial LLCUSAA Investment Services Company09-10-2020
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.