Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Mark AllisonFortress Estate Solutions, PLLCVALIC Financial Advisors, Inc.12-14-2018
Dariush Samuel SnyderHD Vest Investment ServicesVALIC Financial Advisors, Inc.12-07-2017
Laurin Michelle ByarsFisher InvestmentsVALIC Financial Advisors, Inc.09-22-2017
Lindsay Ann PhillipsStrategic Advisers LLCVALIC Financial Advisors, Inc.08-18-2017
Emily Shoop TeskeRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.08-15-2017
Dennis David MalcolmLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.$107-28-2017
Kendall Aileen NewtonJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.06-23-2017
Michael John FerenceJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.06-16-2017
Susan Thornburg GrantJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.05-02-2017
Paul Robert SamuelsonPruco Securities, LLC.VALIC Financial Advisors, Inc.04-18-2017
Gregory Michael SmithVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.02-27-2017
Nicolas RichLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.01-30-2017
Denise Annette MolineJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.01-03-2017
Patrick George St CinLPL Financial LLCVALIC Financial Advisors, Inc.11-30-2016
Fred Damon ReynoldsJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.11-14-2016
Randy MegiaJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.10-04-2016
Lucia Alicia CruzJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.09-06-2016
Jeffrey Douglas HackettWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.06-10-2016
Mark Steven KaufmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.05-03-2016
Shawn Marcell LawsonAllstate Financial Services, LLCVALIC Financial Advisors, Inc.04-12-2016
Manuel Alvaro Elvir IIIVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.02-22-2016
Warren Evan HolmesAllstate Financial Services, LLCVALIC Financial Advisors, Inc.01-20-2016
Bruce Wayne RobertsonLincoln Financial Advisors CorporationVALIC Financial Advisors, Inc.$5012-18-2015
Justin Douglas BrownleeStrategic Advisers LLCVALIC Financial Advisors, Inc.11-30-2015
Gaurav BatraNext Financial Group, Inc.VALIC Financial Advisors, Inc.11-23-2015
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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