Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gilbert Ray ZepedaWoodbury Financial Services, Inc.WFG Investments, Inc.$4210-08-2010
Carol Elaine WhitleyWells Fargo Clearing Services, LLCWFG Investments, Inc.10-15-2012
Gerald Marvin HastTitan SecuritiesWFG Investments, Inc.$2511-24-2009
Joshua Aaron RuddThe Rudd Company, LLCWFG Investments, Inc.08-23-2017
Richard Joseph SemanSunbelt Securities, Inc.WFG Investments, Inc.08-08-2017
Kerry Mark RigdonSunbelt Securities, Inc.WFG Investments, Inc.08-08-2017
Daniel Lee McphersonSunbelt Securities, Inc.WFG Investments, Inc.08-04-2017
William Bryan Alderdice JrSilverbrook Investment Advisors, Inc.WFG Investments, Inc.$2504-01-2010
Jon Michael FletcherSigma Financial CorporationWFG Investments, Inc.$5008-23-2017
Eric Paul ZeitlerSigma Financial CorporationWFG Investments, Inc.08-29-2013
Joseph George Stassi JrSigma Financial CorporationWFG Investments, Inc.$5009-28-2012
Marcos Andujar Kristopher Beaulieu Neil Van ZandtSecurities America, Inc.WFG Investments, Inc.$12004-27-2015
Richard Coolidge FordSecurities America, Inc.WFG Investments, Inc.09-01-2017
Stephen Edward WalkerSecurities America, Inc.WFG Investments, Inc.08-22-2017
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.$2504-27-2015
Mark Groesbeck Robert BarrettSCF Securities, Inc.WFG Investments, Inc.$5108-21-2013
William Martin PerrySCF Securities, Inc.WFG Investments, Inc.08-10-2017
Douglas Bradley MurrillSCF Securities, Inc.WFG Investments, Inc.07-31-2017
Robert Elwee SimptonSCF Securities, Inc.WFG Investments, Inc.$2507-31-2017
David Hansson TobinSabana Capital Management, LLCWFG Investments, Inc.$1006-15-2011
Mark William FowlerRaymond James Financial Services, Inc.WFG Investments, Inc.06-19-2017
George Einar Ray JrNational Securities CorporationWFG Investments, Inc.$5008-24-2017
Scott BartonNational Securities CorporationWFG Investments, Inc.$2508-07-2017
Logan T VoelkerNational Securities CorporationWFG Investments, Inc.07-17-2017
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.