Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gilbert Ray ZepedaWoodbury Financial Services, Inc.WFG Investments, Inc.$2510-08-2010
Carol Elaine WhitleyWells Fargo Clearing Services, LLCWFG Investments, Inc.10-15-2012
Gerald Marvin HastTitan SecuritiesWFG Investments, Inc.11-24-2009
Joshua Aaron RuddThe Rudd Company, LLCWFG Investments, Inc.08-23-2017
Kerry Mark RigdonSunbelt Securities, Inc.WFG Investments, Inc.$17808-08-2017
William Bryan AlderdiceSilverbrook Investment Advisors, Inc.WFG Investments, Inc.04-01-2010
Jon Michael FletcherSigma Financial CorporationWFG Investments, Inc.08-23-2017
Richard Coolidge FordSecurities America, Inc.WFG Investments, Inc.$1009-01-2017
Stephen Edward WalkerSecurities America, Inc.WFG Investments, Inc.08-22-2017
Neil Lycurgus VanzandtSecurities America, Inc.WFG Investments, Inc.04-27-2015
Kristopher Ryan BeaulieuSecurities America, Inc.WFG Investments, Inc.04-27-2015
David Hansson TobinSabana Capital Management, LLCWFG Investments, Inc.06-15-2011
Darrell Ray BednarzNationwide Securities, LLCWFG Investments, Inc.06-26-2017
George Einar Ray Jr.National Securities CorporationWFG Investments, Inc.$5008-24-2017
Logan T. VoelkerNational Securities CorporationWFG Investments, Inc.07-17-2017
Ronald Alan Kern, Myrteel Mooney Ward, Rollins Schultz Rubsamen Jr., Jason Wieland BlackMorgan StanleyWFG Investments, Inc.$15011-12-2010
Maurie Allen KernMorgan StanleyWFG Investments, Inc.$15011-12-2010
Michael Anthony RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWFG Investments, Inc.04-16-2014
Larry G. BrunellLPL Financial LLCWFG Investments, Inc.$5006-24-2016
David Erle HairstonLincoln Financial Securities CorporationWFG Investments, Inc.09-05-2017
Teresa N PalmerKMS Financial Services, Inc.WFG Investments, Inc.$5011-02-2016
Jarrod Charles NunnKMS Financial Services, Inc.WFG Investments, Inc.11-02-2016
Andrew F Williams Jr.Kestra Investment Services, LLCWFG Investments, Inc.$1108-23-2017
Doher Joseph Ferris Sr.Kestra Investment Services, LLCWFG Investments, Inc.03-22-2017
Ryan Bradley WilliamsKestra Investment Services, LLCWFG Investments, Inc.08-08-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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