Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Gilbert Ray Zepeda | Woodbury Financial Services, Inc. | WFG Investments, Inc. | $25 | 10-08-2010 |
| Carol Elaine Whitley | Wells Fargo Clearing Services, LLC | WFG Investments, Inc. | — | 10-15-2012 |
| Gerald Marvin Hast | Titan Securities | WFG Investments, Inc. | — | 11-24-2009 |
| Joshua Aaron Rudd | The Rudd Company, LLC | WFG Investments, Inc. | — | 08-23-2017 |
| Kerry Mark Rigdon | Sunbelt Securities, Inc. | WFG Investments, Inc. | $178 | 08-08-2017 |
| William Bryan Alderdice | Silverbrook Investment Advisors, Inc. | WFG Investments, Inc. | — | 04-01-2010 |
| Jon Michael Fletcher | Sigma Financial Corporation | WFG Investments, Inc. | — | 08-23-2017 |
| Richard Coolidge Ford | Securities America, Inc. | WFG Investments, Inc. | $10 | 09-01-2017 |
| Stephen Edward Walker | Securities America, Inc. | WFG Investments, Inc. | — | 08-22-2017 |
| Neil Lycurgus Vanzandt | Securities America, Inc. | WFG Investments, Inc. | — | 04-27-2015 |
| Kristopher Ryan Beaulieu | Securities America, Inc. | WFG Investments, Inc. | — | 04-27-2015 |
| David Hansson Tobin | Sabana Capital Management, LLC | WFG Investments, Inc. | — | 06-15-2011 |
| Darrell Ray Bednarz | Nationwide Securities, LLC | WFG Investments, Inc. | — | 06-26-2017 |
| George Einar Ray Jr. | National Securities Corporation | WFG Investments, Inc. | $50 | 08-24-2017 |
| Logan T. Voelker | National Securities Corporation | WFG Investments, Inc. | — | 07-17-2017 |
| Ronald Alan Kern, Myrteel Mooney Ward, Rollins Schultz Rubsamen Jr., Jason Wieland Black | Morgan Stanley | WFG Investments, Inc. | $150 | 11-12-2010 |
| Maurie Allen Kern | Morgan Stanley | WFG Investments, Inc. | $150 | 11-12-2010 |
| Michael Anthony Rodriguez | Merrill Lynch, Pierce, Fenner & Smith Incorporated | WFG Investments, Inc. | — | 04-16-2014 |
| Larry G. Brunell | LPL Financial LLC | WFG Investments, Inc. | $50 | 06-24-2016 |
| David Erle Hairston | Lincoln Financial Securities Corporation | WFG Investments, Inc. | — | 09-05-2017 |
| Teresa N Palmer | KMS Financial Services, Inc. | WFG Investments, Inc. | $50 | 11-02-2016 |
| Jarrod Charles Nunn | KMS Financial Services, Inc. | WFG Investments, Inc. | — | 11-02-2016 |
| Andrew F Williams Jr. | Kestra Investment Services, LLC | WFG Investments, Inc. | $11 | 08-23-2017 |
| Doher Joseph Ferris Sr. | Kestra Investment Services, LLC | WFG Investments, Inc. | — | 03-22-2017 |
| Ryan Bradley Williams | Kestra Investment Services, LLC | WFG Investments, Inc. | — | 08-08-2014 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
