Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Phong Duc PhamWells Fargo Clearing Services, LLCWaddell & Reed05-11-2018
Mark Kevin QuarlesAmeritas Investment Corp.Waddell & Reed02-28-2018
Jeffrey Charles WilliamsHD Vest Investment ServicesWaddell & Reed01-18-2018
Kevin William MeyerIndependent Financial PartnersWaddell & Reed01-03-2018
Don Leroy DevensLincoln Financial Securities CorporationWaddell & Reed11-03-2017
Daniel Ross HartsockHD Vest Investment ServicesWaddell & Reed10-30-2017
Cindy Ann JorgensonLPL Financial LLCWaddell & Reed$1009-27-2017
Susan Michelle KyleHornor, Townsend & Kent, LLCWaddell & Reed08-23-2017
Christopher Tammany CuneoWells Fargo Clearing Services, LLCWaddell & Reed07-06-2017
Jeffrey Michael SteinerLPL Financial LLCWaddell & Reed$1006-23-2017
Shirley Fenimore Anderson IIIAllstate Financial Services, LLCWaddell & Reed06-20-2017
Ronnie Lee HuskeyOverRidge Wealth AdvisorsWaddell & Reed05-01-2017
Judith Noel JacksonSignator Investors, Inc.Waddell & Reed02-17-2017
Clayton Houston MillerSignator Investors, Inc.Waddell & Reed12-02-2016
Aaron Keith UlrichInvestment Professionals, Inc.Waddell & Reed08-25-2016
Joseph Lee SkladalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-10-2016
John Edward SaenzNext Financial Group, Inc.Waddell & Reed02-18-2016
Thomas Daniel SwiftHilltop Securities Independent Network Inc.Waddell & Reed02-02-2016
Michael Darnell PorterAllstate Financial Services, LLCWaddell & Reed10-19-2015
Gloria Eloho EdokpaHD Vest Investment ServicesWaddell & Reed09-23-2015
DANIEL MARTIN HENDRICKSPruco Securities, LLC.Waddell & Reed02-04-2015
Brandon Stephen CampbellAmeriprise Financial Services, Inc.Waddell & Reed01-21-2015
Bradley Clifton BatesNext Financial Group, Inc.Waddell & Reed$2512-03-2014
Scott Christopher PowellBBVA Securities Inc.Waddell & Reed10-30-2014
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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