Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric William RumbaughLincoln Financial Securities CorporationWaddell & Reed$11311-01-2019
Joseph Luke Restivo IIIRaymond James Financial Services, Inc.Waddell & Reed$10010-16-2019
Bevin E. HartnettRaymond James Financial Services, Inc.Waddell & Reed10-16-2019
Nishann Cyra MillerFirst Command Advisory ServicesWaddell & Reed05-28-2019
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Phong Duc PhamWells Fargo Clearing Services, LLCWaddell & Reed05-11-2018
Mark Kevin QuarlesAmeritas Investment Company, LLCWaddell & Reed02-28-2018
Jeffrey Charles WilliamsAvantax Investment Services, Inc.Waddell & Reed01-18-2018
Kevin William MeyerIndependent Financial PartnersWaddell & Reed01-03-2018
Beth Ann HearnLincoln Financial Advisors CorporationWaddell & Reed$8411-21-2017
Don Leroy DevensLincoln Financial Securities CorporationWaddell & Reed11-03-2017
Daniel Ross HartsockAvantax Investment Services, Inc.Waddell & Reed10-30-2017
Cindy Ann JorgensonLPL Financial LLCWaddell & Reed$1009-27-2017
Susan M. KyleHornor, Townsend & Kent, LLCWaddell & Reed08-23-2017
Eric J. McMahanOneAmerica Securities, Inc.Waddell & Reed07-12-2017
Christopher T. CuneoWells Fargo Clearing Services, LLCWaddell & Reed07-06-2017
Jeffrey Michael SteinerLPL Financial LLCWaddell & Reed$1006-23-2017
Shirley Fenimore Anderson IIIAllstate Financial Services, LLCWaddell & Reed06-20-2017
Ronnie Lee HuskeyOverRidge Wealth AdvisorsWaddell & Reed05-01-2017
Judith Noel JacksonSignator Investors, Inc.Waddell & Reed02-17-2017
James C. GrohNext Financial Group, Inc.Waddell & Reed01-10-2017
Clayton Houston MillerSignator Investors, Inc.Waddell & Reed12-02-2016
Aaron Keith UlrichInvestment Professionals, Inc.Waddell & Reed08-25-2016
Joseph Lee SkladalMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed$2505-10-2016
John Edward SaenzNext Financial Group, Inc.Waddell & Reed$10002-18-2016
Next Page »

Showing 1 to 25 of 75 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.