Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Keith UlrichInvestment Professionals, Inc.Waddell & Reed08-25-2016
Andrew Rene GrabatoMorgan StanleyWaddell & Reed06-25-2013
Andrew W. NortonMorgan StanleyWaddell & Reed11-01-2010
Ashley Reyes Anne PribbleUSAA Financial Advisors, Inc.Waddell & Reed01-13-2015
Beth Ann HearnLincoln Financial Advisors CorporationWaddell & Reed$8411-21-2017
Bevin E. HartnettRaymond James Financial Services, Inc.Waddell & Reed10-16-2019
Bradley C. BatesNext Financial Group, Inc.Waddell & Reed12-03-2014
Brandon Stephen CampbellAmeriprise Financial Services, LLCWaddell & Reed01-21-2015
Charles Burch Jr.Avantax Investment Services, Inc.Waddell & Reed$2508-01-2014
Charles Perry CurtisWells Fargo Clearing Services, LLCWaddell & Reed03-05-2010
Christopher T. CuneoWells Fargo Clearing Services, LLCWaddell & Reed07-06-2017
Cindy Ann JorgensonLPL Financial LLCWaddell & Reed$1009-27-2017
Cindy Deniece TaylorFidelity Brokerage Services LLCWaddell & Reed04-12-2011
Clayton Houston MillerSignator Investors, Inc.Waddell & Reed12-02-2016
Daniel Jeffery RawlinsonMML Investors Services, LLCWaddell & Reed12-19-2012
Daniel Joseph MahleQuestar Capital CorporationWaddell & Reed03-30-2012
Daniel Martin HendricksPruco Securities, LLC.Waddell & Reed02-04-2015
Daniel Ross HartsockAvantax Investment Services, Inc.Waddell & Reed10-30-2017
David Allen PalmerNorthwestern Mutual Investment Services, LLCWaddell & Reed09-17-2010
Dena K. Rattan PoolRaymond James Financial Services, Inc.Waddell & Reed02-08-2013
Don Leroy DevensLincoln Financial Securities CorporationWaddell & Reed11-03-2017
Don Robert GuessCalton & Associates, Inc.Waddell & Reed09-03-2013
Elizabeth Pilar SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed12-13-2011
Eric J. McMahanOneAmerica Securities, Inc.Waddell & Reed07-12-2017
Eric William RumbaughLincoln Financial Securities CorporationWaddell & Reed$11311-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.