Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Phong Duc PhamWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Waddell & Reed05-11-2018
Mark Kevin QuarlesAmeritas Investment Corp.Waddell & Reed02-28-2018
Jeffrey Charles WilliamsAvantax Investment Services, Inc.Waddell & Reed01-18-2018
Kevin William MeyerIndependent Financial PartnersWaddell & Reed01-03-2018
Don Leroy DevensLincoln Financial Securities CorporationWaddell & Reed11-03-2017
Daniel Ross HartsockAvantax Investment Services, Inc.Waddell & Reed10-30-2017
Susan M. KyleHornor, Townsend & Kent, LLCWaddell & Reed08-23-2017
Eric J. McMahanOneAmerica Securities, Inc.Waddell & Reed07-12-2017
Christopher Tammany CuneoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Waddell & Reed07-06-2017
Ronnie Lee HuskeyOverRidge Wealth AdvisorsWaddell & Reed05-01-2017
Judith Noel JacksonSignator Investors, Inc.Waddell & Reed02-17-2017
James Colin GrohNext Financial Group, Inc.Waddell & Reed01-10-2017
Aaron Keith UlrichInvestment Professionals, Inc.Waddell & Reed08-25-2016
Thomas Daniel SwiftHilltop Securities Independent Network Inc.Waddell & Reed02-02-2016
Michael Darnell PorterAllstate Financial Services, LLCWaddell & Reed10-19-2015
Gloria Eloho EdokpaAvantax Investment Services, Inc.Waddell & Reed09-23-2015
DANIEL MARTIN HENDRICKSPruco Securities, LLC.Waddell & Reed02-04-2015
Brandon Stephen CampbellAmeriprise Financial Services, Inc.Waddell & Reed01-21-2015
Ashley Reyes Anne PribbleUSAA Financial Advisors, Inc.Waddell & Reed01-13-2015
Joe Bert White Jr.USAA Financial Advisors, Inc.Waddell & Reed08-11-2014
Grenata Larkin VesselMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-17-2014
John Joseph Checki IIISecurities America, Inc.Waddell & Reed08-13-2013
Richard Donnard ParkerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Waddell & Reed07-09-2013
Andrew Rene GrabatoMorgan StanleyWaddell & Reed06-25-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.