Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-28-2019
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-26-2019
Mark Jeffrey GreenPrivate Client Services, LLCWells Fargo Clearing Services, LLC$2505-31-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-28-2019
Christopher Daniel MacleodWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$10005-24-2019
Robert Edward HollandWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00005-16-2019
Charles Andrew EvansWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5005-16-2019
Brad Thomas VineyardWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15005-16-2019
David A. McBee, Michael M. Mikeska, Michael Peschel, Brittany Smith Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$58704-30-2019
Michael Jude PeschelRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
David Allan McBee Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-30-2019
Justin Wade NicholsRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$10003-08-2019
Jason Robert McclanahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-01-2019
Natalie R TurmanFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC02-11-2019
W Michael MacfarlaneRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$14301-22-2019
Bruce Paulus HoffmanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-17-2019
Matt Peter PaulRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$101-17-2019
Michelle Bradshaw OrcuttRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00001-17-2019
Matthew Blaine MilnerBOK Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-03-2018
Tony Alfredo MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-30-2018
David Jerome FernedingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-20-2018
Richard Patrick GleasonPrivate Client Services, LLCWells Fargo Clearing Services, LLC11-15-2018
Paul Tyler HenleyFarris Capital Management Inc.Wells Fargo Clearing Services, LLC11-02-2018
Anna Marie BuckhalterRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC10-05-2018
Catherine Galbraith ColemanRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC$1,00010-05-2018
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Showing 1 to 25 of 522 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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