Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gilbetoberto Alexander PaizNext Financial Group, Inc.Wells Fargo Clearing Services, LLC$15006-01-2020
Zachariah Buchanan DavisCetera Financial Specialists LLCWells Fargo Clearing Services, LLC05-01-2020
Sidney Coy GrantRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-30-2020
Giovanni Antonio MalatestaCetera Investment Services LLCWells Fargo Clearing Services, LLC04-06-2020
Luis A. MondragonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-25-2020
Husein Nazim ValiyaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-20-2020
Jorge Luis TuemeFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC03-13-2020
Anibal A MiatelloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-21-2020
Melanie Rachel BrooksJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-21-2020
Michael Ryan ChavezEdward JonesWells Fargo Clearing Services, LLC02-21-2020
Jose Luis Felipe CostillaBBVA Securities Inc.Wells Fargo Clearing Services, LLC02-12-2020
Blake Daniel McteeUSCA Securities LLCWells Fargo Clearing Services, LLC02-10-2020
Nathan BermudezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC01-27-2020
Dustin Lee TheboState Farm VP Management Corp.Wells Fargo Clearing Services, LLC01-22-2020
Linda Dawson KempBBVA Securities Inc.Wells Fargo Clearing Services, LLC01-17-2020
Marshall Herbert BrooknerRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC01-10-2020
Hany H. AhmadBOK Financial Securities, Inc.Wells Fargo Clearing Services, LLC01-09-2020
James Eric SchulzeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC12-19-2019
Michael Francis WiercinskiKestra Investment Services, LLCWells Fargo Clearing Services, LLC11-15-2019
Rocio P. GonzalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-13-2019
Daniel Christopher HickeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-12-2019
Diego Antonio CappielloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-01-2019
Kateryna KushnyrJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-22-2019
Andy Mai NguyenComerica SecuritiesWells Fargo Clearing Services, LLC10-22-2019
Alyssa Marie HutchesonCharles Schwab & Co., Inc.Wells Fargo Clearing Services, LLC10-08-2019
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Showing 1 to 25 of 688 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.