Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Joseph DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15001-08-2009
Toby Dale PulligUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-08-2009
Edgardo Ahmed CastroCapital One Investment Services LLCWells Fargo Clearing Services, LLC01-12-2009
Noel Regina KirbyGuaranty Brokerage Services, Inc.Wells Fargo Clearing Services, LLC01-20-2009
David Paul AckelNext Financial Group, Inc.Wells Fargo Clearing Services, LLC01-29-2009
Richard Wayne NelsonUBS Financial Services Inc.Wells Fargo Clearing Services, LLC01-30-2009
Kimberly Kay RuleBanc of America Investment Services, Inc.Wells Fargo Clearing Services, LLC$5002-02-2009
Michael Anthony DowdUBS Financial Services Inc.Wells Fargo Clearing Services, LLC02-04-2009
Susan Roberta SaleemH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$2502-13-2009
Kenneth Taylor MartinWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC02-25-2009
Tere Hatcher HenryAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5003-01-2009
Jeffrey Parks BridgesMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$15003-01-2009
Holly Elizabeth PaceRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2009
Stone Brett IreyEdward JonesWells Fargo Clearing Services, LLC$2503-09-2009
John Meade ThrowerH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5003-13-2009
Brandon Wayne SimmonsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1003-20-2009
David John AdamsAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC03-27-2009
Michael Frederick MangrumNew England SecuritiesWells Fargo Clearing Services, LLC03-31-2009
Jaime SantillanAllstate Financial Services, LLCWells Fargo Clearing Services, LLC04-01-2009
David Elgin MeadorsCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$15004-01-2009
Jeffrey Allan OckwoodMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$5004-01-2009
Allison Marie Harter-OckwoodMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC$15004-01-2009
Stephen Arnold VaughanH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC04-03-2009
Robert Lane AllenUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-17-2009
Kreg Alan UrquhartUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2504-17-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.