Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Francis WiercinskiKestra Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-15-2019
Rocio P. GonzalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-13-2019
Daniel Christopher HickeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-12-2019
Diego Antonio CappielloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2019
Andy Mai NguyenComerica SecuritiesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-22-2019
Jordan BlanchardMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-27-2019
Benjamin Peter WallaceW&S Brokerage Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-25-2019
Nick CalegariMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Anay Kumar SrivastavaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-12-2019
Sylvia Cadena GuerraMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-05-2019
Neal CarlsonForthright Family Wealth Advisory LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-13-2019
Laura Elaine GarzaForthright Family Wealth Advisory LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-13-2019
John Eric PetersonPost Oak Private Wealth AdvisorsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-08-2019
Eliseo Antonio RamirezCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-01-2019
Anthony Richard RosoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-28-2019
Jacob Daniel WilsonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-28-2019
Saul Ernesto LicoHilltop Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-14-2019
Mykel Jerome KingFirst Command Financial Planning, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-11-2019
Misty Dawn CooperJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-08-2019
Jose R. Jimenez MuratMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-06-2019
Elias Josue ContrerasMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-03-2019
Eduardo J. EstradaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-12-2019
Angela Blair WingfieldRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-08-2019
Jason Robert McClanahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-01-2019
Richard C. PreciousFrost Brokerage Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-12-2019
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Showing 1 to 25 of 635 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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