Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Guy Randolph WilsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Ken Scott ChastainWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Chad Lamont GlessmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Brian Keith SheltonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
David AlvarezWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Charles Jerry Lewis Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Darwin Dale WisenerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
David Paul MillsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Debbie Jean LeachWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
John Davis YoungWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Duane Scott BogieWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Fred Eric HirshWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Steven Hai ShiWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
William Bolton PettitWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Kevin Andrew ScottWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Mark Kevin DrinnanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Julia Isabella HamonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
George J. CairnesWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Brandon L. GlasscockWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Kathy Taylor DavidWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Dirk Allen TaylorWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Robert SandovalWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Gilbetoberto Alexander PaizWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Shazia TabeerWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Brian David ThompsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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