Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Scott RalstonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Adam Albert ChrestiaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$1001-03-2011
Amparo Ruiz McMahonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Andy Maddox CraneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Anthony James BurgardWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Benjamin CallahanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Betsy Jane RhoneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Bette Sue LemkeWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Betty Jean LawrenceWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brandi Mishelle ReynoldsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brandon L. GlasscockWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$5001-03-2011
Brett Averit BellcaseWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Brian David ThompsonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Brian Keith SheltonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Brian Lee LittlefieldWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Carla Maria BarronWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Carlos Armando De La GarzaWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Carmen Cecilia WardWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Cathleen Johnson McHenryWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Chad Lamont GlessmanWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Charles Jerry Lewis Jr.Wells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Cheryl Linell ButtsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Chesley Edward PhelpsWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Christopher John LewisWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Christopher Michael BerzonWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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