Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darrell Gifford CookeAllstate Financial Services, LLCHorace Mann Investors, Inc.08-12-2020
Adam L GonzalezAllstate Financial Services, LLCFarmers Financial Solutions, LLC07-10-2020
Vanessa A GarzaAllstate Financial Services, LLCMML Investors Services, LLC06-29-2020
Okwuchi Vera UhiaraAllstate Financial Services, LLCJ.P. Morgan Securities LLC06-16-2020
Monica CarrilloAllstate Financial Services, LLCNYLIFE Securities LLC06-11-2020
Maximo LopezAllstate Financial Services, LLCMutual of Omaha Investor Services, Inc.05-28-2020
Georgia Martin AdamsAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Ricardo RamirezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-11-2019
Thomas Robert RogersAllstate Financial Services, LLCPFS Investments Inc.09-03-2019
Courdney Lynnere WilliamsAllstate Financial Services, LLCMML Investors Services, LLC07-09-2019
David John AdamsAllstate Financial Services, LLCAmeriprise Financial Services, LLC06-03-2019
Thao Phuong NguyenAllstate Financial Services, LLCNationwide Securities, LLC04-11-2019
Ziaul Islam KhondkerAllstate Financial Services, LLCPark Avenue Securities LLC12-03-2018
Zachary Paul LaakeAllstate Financial Services, LLCOneAmerica Securities, Inc.10-29-2018
Scott Charles CarltonAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2018
Henry Raymond ConkleAllstate Financial Services, LLCMML Investors Services, LLC09-11-2018
Jason Howell PoffAllstate Financial Services, LLCLPL Financial LLC06-15-2018
Arthur Allen BlairAllstate Financial Services, LLCSovereign Wealth Advisors LLC06-15-2018
Hilary Kate WilliamsAllstate Financial Services, LLCQuest Capital Strategies, Inc.06-12-2018
Isaiah Samuel MartinezAllstate Financial Services, LLCState Farm VP Management Corp.02-27-2018
Kyle R RhodesAllstate Financial Services, LLCNYLIFE Securities LLC01-05-2018
Lawrence Dale NicholsonAllstate Financial Services, LLCRaymond James & Associates, Inc.12-01-2017
Matthew T KeenerAllstate Financial Services, LLCFidelity Brokerage Services LLC10-27-2017
Ryan A LansfordAllstate Financial Services, LLCOppenheimer & Co. Inc.10-19-2017
Alfonso RodriguezAllstate Financial Services, LLCJ.P. Morgan Securities LLC09-28-2017
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.