Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence David SilvermanAmeriprise Financial Services, Inc.360 Wealth Management, LLC$1001-11-2019
Amy Gail LegateAmeriprise Financial Services, Inc.360 Wealth Management, LLC01-11-2019
Nathan Lee HaleAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$1010-05-2009
Edward Raymond DobinAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Frank Russell Burdick Jr.Ameriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Peter Joseph WessnerAmeriprise Financial Services, Inc.B. Riley Wealth Management$1003-19-2019
John Andrew Nabergall IIAmeriprise Financial Services, Inc.B. Riley Wealth Management$9402-15-2019
Jay Mark MillerAmeriprise Financial Services, Inc.B.B. Graham & Company, Inc.$5007-08-2016
Edward Vernell EstesAmeriprise Financial Services, Inc.BBVA Securities Inc.05-15-2015
Sharon Marie MedinaAmeriprise Financial Services, Inc.BFT Financial Group, LLC06-21-2019
David Stanley LawrenceAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC$1108-25-2017
Brent Todd JohnsonAmeriprise Financial Services, Inc.Cetera Advisors LLC$1009-11-2019
Kevin Jay O'ConnellAmeriprise Financial Services, Inc.Cetera Investment Services LLC08-24-2018
Deborah Elaine FlemingAmeriprise Financial Services, Inc.EDI Financial, Inc.$2508-12-2016
Matthew Kyle SimcoxAmeriprise Financial Services, Inc.Edward Jones04-17-2019
Matthew Dill LandryAmeriprise Financial Services, Inc.Edward Jones02-13-2019
Alexis Aaron VillarrealAmeriprise Financial Services, Inc.Edward Jones12-08-2017
Michael Lester BatesAmeriprise Financial Services, Inc.Edward Jones$5007-26-2017
James Anthony EnriquezAmeriprise Financial Services, Inc.Edward Jones03-10-2017
Shirley Christine MaloneAmeriprise Financial Services, Inc.Edward Jones03-03-2017
Erin Lynn HinzmannAmeriprise Financial Services, Inc.Edward Jones$3806-14-2016
Leon Arlin HenryAmeriprise Financial Services, Inc.Edward Jones$1007-24-2015
Robert ShanksAmeriprise Financial Services, Inc.Edward Jones$12801-27-2015
Robert Kelly ShanksAmeriprise Financial Services, Inc.Edward Jones$10001-27-2015
Thomas Lee Doggett Jr.Ameriprise Financial Services, Inc.Edward Jones01-31-2014
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Showing 1 to 25 of 217 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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