Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Phillip J Owens Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-07-2013
Pradeep A GokhaleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-20-2016
Pradeep GokhaleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7505-20-2016
Rajashree R LahotiAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Ralph Malcolm WooleyAmeriprise Financial Services, Inc.Lincoln Financial Advisors Corporation$5005-04-2018
Ramon Scott BowersAmeriprise Financial Services, Inc.UBS Financial Services Inc.04-21-2017
Randal Barry HinesAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$10001-27-2016
Randy Lee StewartAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Rashonner Kelly LillieAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-31-2012
Raul Bencomo Jr.Ameriprise Financial Services, Inc.LPL Financial LLC$2506-27-2016
Raymond Scott DyerAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.$15010-05-2009
Richard Alfonso IbarraAmeriprise Financial Services, Inc.MetLife Securities Inc.06-29-2016
Richard D DunaganAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10409-02-2016
Richard DunaganAmeriprise Financial Services, Inc.Wells Fargo Advisors$7309-02-2016
Richard Eric ColeAmeriprise Financial Services, Inc.LPL Financial LLC11-15-2013
Richard Leigh TravisAmeriprise Financial Services, Inc.Woodbury Financial Services, Inc.$10010-05-2015
Richard Michael BintliffAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$2512-04-2015
Ricky Lee BinghamAmeriprise Financial Services, Inc.MetLife Securities Inc.$2507-05-2016
Robert Charles McDonald Jr.Ameriprise Financial Services, Inc.Morgan Stanley$15009-12-2014
Robert Dale AndersonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2507-24-2015
Robert Hernandez ArteagaAmeriprise Financial Services, Inc.Investment Professionals, Inc.08-09-2018
Robert John Bives IVAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Robert Kelly ShanksAmeriprise Financial Services, Inc.Edward Jones$10001-27-2015
Robert Martin WagnerAmeriprise Financial Services, Inc.Morgan Stanley08-12-2011
Robert McDonaldAmeriprise Financial Services, Inc.Morgan Stanley$9509-12-2014
« Previous PageNext Page »

Showing 151 to 175 of 217 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.