Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Allan SwanBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-08-2019
Ernest O MillerBB&T Securities, LLCWealthForge Securities, LLC03-12-2019
Enrique AraizaBB&T Securities, LLCTitleist Asset Management, Ltd.03-01-2019
Robert A Nickell Jr.BB&T Securities, LLCRaymond James & Associates, Inc.08-23-2018
Daniel Martin HendricksBB&T Securities, LLCPruco Securities, LLC.08-01-2018
Donald William Bescher IIIBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Christopher Brock PetersBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2018
Robert Edward BrownBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-04-2018
Eric Laurin JohnsonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2018
William Anthony KoppBB&T Securities, LLCUBS Financial Services Inc.11-30-2017
Stuart W HuckinBB&T Securities, LLCUSCA RIA LLC02-24-2017
Albert Barry BurnsBB&T Securities, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-02-2016
Steven KennyBB&T Securities, LLCRBC Capital Markets, LLC05-06-2016
Jeremy Blaine StaussBB&T Securities, LLCUMB Financial Services, Inc.$10006-15-2018
Philip T. GarciaBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-04-2018
Stephen Daniel RobinsonBB&T Securities, LLCRBC Capital Markets, LLC$10005-06-2016
Larry Carlton MiltonBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$11505-04-2018
Erin Michelle SmithBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-15-2018
Judy Kay GrahamBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25005-04-2018
Chris Edward CooksonBB&T Securities, LLCUBS Financial Services Inc.$25011-30-2017
Sean Michael HennesseyBB&T Securities, LLCJ. Alden Associates, Inc.$50006-03-2019

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.