Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Edwin Klein Jr.BBVA Compass Investment Solutions, Inc.Broker Dealer Financial Services Corp.05-01-2013
Joseph E Dewhart Jr.BBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC04-29-2013
Jesse GonzalezBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC04-26-2013
Kacie L. MosmeyerBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC04-24-2013
Kevin Michael RyanBBVA Compass Investment Solutions, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2013
Shannon Marie TaylorBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC03-07-2013
Amy Martha Rowe-StahlBBVA Compass Investment Solutions, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2013
Carmen Saenz HillBBVA Compass Investment Solutions, Inc.Edward Jones02-08-2013
Alejandra G. MedinaBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC02-07-2013
Steven ZarkivachBBVA Compass Investment Solutions, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2013
Frank BazanBBVA Compass Investment Solutions, Inc.SWBC Investment Services, LLC01-18-2013
Juan Manuel RasconBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC01-11-2013
Brian Roger JamesBBVA Compass Investment Solutions, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2012
Najja Lateef CannadyBBVA Compass Investment Solutions, Inc.Summit Brokerage Services, Inc.12-18-2012
Lavincent Emil WrenBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
Monica E HugleBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.12-10-2012
David Harrison Boyd IIBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC12-07-2012
Victoria Andrea GriffinBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-21-2012
Adekemi AzeezBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC11-20-2012
Gregory Jon MancusoBBVA Compass Investment Solutions, Inc.J.P. Morgan Securities LLC11-19-2012
Jose Omar MartinezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.11-07-2012
Laura Angelica RiveraBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-15-2012
Ashley E. MillerBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-10-2012
Karla Selene RamirezBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-04-2012
Francis Kyei AkomeahBBVA Compass Investment Solutions, Inc.Chase Investment Services Corp.10-01-2012
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Showing 1 to 25 of 152 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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